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First Trust Small Cap Core AlphaDEX Fund
FYX

158 hedge funds and large institutions have $558M invested in First Trust Small Cap Core AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.13% less ownership

Funds ownership: 67.51% → 67.38% (-0.13%)

9% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 55

5% less funds holding

Funds holding: 167 → 158 (-9)

13% less capital invested

Capital invested by funds: $641M → $558M (-$82.9M)

29% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 17

Holders
158
Holders Change
-9
Holders Change %
-5.39%
% of All Funds
2.12%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
50
Reduced
55
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$4.79M
2
GWM
Geneos Wealth Management
Colorado
+$4.48M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$4.31M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$4.12M
5
Jane Street
Jane Street
New York
+$2.8M

Top Sellers

Rank Fund Capital Flow
1
HAFS
Hapanowicz & Associates Financial Services
Pennsylvania
-$17.4M
2
WAAG
Wealth Alliance Advisory Group
Kansas
-$6.33M
3
IAA
Independent Advisor Alliance
North Carolina
-$3.67M
4
Morgan Stanley
Morgan Stanley
New York
-$3.46M
5
OIA
OneDigital Investment Advisors
Kansas
-$2.87M
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$4.34M +$153K +1,556 +3%
DADC
27
D.A. Davidson & Co
Montana
$4.09M +$95.9K +978 +2%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$4.03M +$94.4K +963 +2%
IA
29
IFG Advisory
Georgia
$3.87M -$239K -2,443 -5%
HighTower Advisors
30
HighTower Advisors
Illinois
$3.4M -$71.5K -729 -2%
MFG
31
Mainsail Financial Group
Washington
$3.39M +$168K +1,717 +5%
PNC
32
Park National Corp
Ohio
$3.29M -$179K -1,824 -5%
MIM
33
MTM Investment Management
South Carolina
$3.08M +$33.2K +339 +1%
Jane Street
34
Jane Street
New York
$2.93M +$2.8M +28,526 +707%
RIA
35
Regal Investment Advisors
Michigan
$2.86M +$102K +1,040 +3%
Wealth Enhancement Advisory Services
36
Wealth Enhancement Advisory Services
Minnesota
$2.74M +$125K +1,279 +4%
SOS
37
Silver Oak Securities
Tennessee
$2.72M +$27.2K +277 +0.9%
PSCM
38
Per Stirling Capital Management
Texas
$2.62M +$65.7K +670 +2%
WWM
39
Western Wealth Management
Colorado
$2.44M +$54.8K +559 +2%
Comerica Bank
40
Comerica Bank
Texas
$2.24M +$65.1K +664 +3%
VF
41
Virtu Financial
New York
$2.02M +$2.19M +22,383 New
Goldman Sachs
42
Goldman Sachs
New York
$1.86M +$1.59M +16,217 +367%
MML Investors Services
43
MML Investors Services
Massachusetts
$1.83M +$355K +3,622 +22%
SA
44
Sanctuary Advisors
Indiana
$1.66M -$26.4K -269 -1%
CHC
45
City Holding Co
West Virginia
$1.66M +$223K +2,270 +14%
PIA
46
Perennial Investment Advisors
California
$1.64M -$486K -4,961 -21%
OMC
47
Old Mission Capital
Illinois
$1.53M +$1.67M +16,992 New
EH
48
Equitable Holdings
New York
$1.41M +$144K +1,473 +10%
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.38M -$1.43M -14,590 -49%
TSW
50
Three Seasons Wealth
Utah
$1.37M -$63K -643 -4%
1
2
3 4 5

FYX Hedge Fund Activity: Q1 2025 in Review

158 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2025, worth a combined $558M — down 13% from $641M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYX and 12 opened new positions — a net loss of 5 holders — while 55 trimmed existing stakes and 50 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.79M. The largest seller was Hapanowicz & Associates Financial Services, cutting an estimated $17.4M.

  • 158 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2025, down from 167 in Q4 2024.
  • Funds reported $558M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2025, down 13% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2025 and 17 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2025 was Citadel Advisors, an estimated $4.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2025 was Hapanowicz & Associates Financial Services, an estimated $17.4M sold.

Based on aggregated 13F filings for Q1 2025.