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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

0.97% more ownership

Funds ownership: 63.29%64.26% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

6% less funds holding

Funds holding: 134126 (-8)

7% less capital invested

Capital invested by funds: $626M → $584M (-$41.2M)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

Holders
126
Holders Change
-8
Holders Change %
-5.97%
% of All Funds
1.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
12
Increased
46
Reduced
44
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFG Advisory
Georgia
$4.28M +$120K +1,310 +3%
BCM
27
Breiter Capital Management
Florida
$4.21M +$762K +8,336 +22%
RGF
28
Retirement Guys Formula
Ohio
$4.06M -$220K -2,406 -5%
SWP
29
Stratos Wealth Partners
Ohio
$3.82M -$1.27M -13,843 -25%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$3.78M -$53.2K -582 -1%
CPIG
31
Chicago Partners Investment Group
Illinois
$3.74M +$216K +2,365 +5%
AWS
32
Atria Wealth Solutions
New York
$3.48M +$3.48M +38,002 New
MIM
33
MTM Investment Management
South Carolina
$2.87M +$817K +8,937 +40%
USCWA
34
U.S. Capital Wealth Advisors
Texas
$2.8M +$57.6K +630 +2%
Stifel Financial
35
Stifel Financial
Missouri
$2.74M -$427K -4,671 -13%
Truist Financial
36
Truist Financial
North Carolina
$2.74M -$786K -8,596 -22%
CAN
37
Cetera Advisor Networks
California
$2.59M +$444K +4,857 +21%
Citadel Advisors
38
Citadel Advisors
Florida
$2.48M -$851K -9,300 -26%
AF
39
Allworth Financial
California
$2.41M -$58.5K -640 -2%
HighTower Advisors
40
HighTower Advisors
Illinois
$2.4M +$1.13M +12,358 +89%
IA
41
IFP Advisors
Florida
$2.17M +$3.02M +32,983 +14,095%
PIA
42
Perennial Investment Advisors
California
$1.99M +$54K +590 +3%
OIA
43
OneDigital Investment Advisors
Kansas
$1.83M +$143K +1,563 +8%
LI
44
LVZ Inc
Michigan
$1.82M -$70.6K -772 -4%
FAIM
45
Financial Advocates Investment Management
Washington
$1.6M +$318K +3,474 +25%
TCM
46
Triumph Capital Management
Colorado
$1.45M -$113K -1,235 -7%
AWA
47
Arkadios Wealth Advisors
Georgia
$1.44M +$81.3K +889 +6%
FWM
48
Frontier Wealth Management
Missouri
$1.29M -$1.1M -12,045 -45%
NFG
49
Nations Financial Group
Iowa
$1.27M -$4.57K -50 -0.4%
FTUS
50
Flow Traders U.S.
New York
$1.23M +$897K +9,803 +270%

FYX Hedge Fund Activity: Q1 2022 in Review

126 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2022, worth a combined $584M — down 6.6% from $626M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FYX and 12 opened new positions — a net loss of 6 holders — while 44 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $14.3M. The largest seller was Wells Fargo, cutting an estimated $15.6M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2022, down from 134 in Q4 2021.
  • Funds reported $584M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2022, down 6.6% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $14.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2022 was Wells Fargo, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2022.