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First Trust Small Cap Core AlphaDEX Fund

88 hedge funds and large institutions have $178M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 46 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 53.56%53.53% (-0.03%)

20% less funds holding

Funds holding: 11088 (-22)

42% less capital invested

Capital invested by funds: $306M → $178M (-$129M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

52% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 46

79% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 24

Holders
88
Holders Change
-22
Holders Change %
-20%
% of All Funds
1.94%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
22
Reduced
46
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$1.1M +$1.52M +26,859 New
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$1.07M -$1.15M -20,270 -44%
UR
28
USCA RIA
Texas
$1.05M -$179K -3,166 -11%
Stifel Financial
29
Stifel Financial
Missouri
$1.03M +$199K +3,518 +16%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$765K -$3.22K -57 -0.3%
CAN
31
Cetera Advisor Networks
California
$708K -$111K -1,973 -10%
LI
32
LVZ Inc
Michigan
$682K -$278K -4,922 -23%
Truist Financial
33
Truist Financial
North Carolina
$623K -$22.6K -400 -3%
NFG
34
Nations Financial Group
Iowa
$622K -$60K -1,062 -7%
APA
35
American Portfolios Advisors
New York
$596K +$664K +11,755 +429%
HighTower Advisors
36
HighTower Advisors
Illinois
$596K -$576K -10,198 -41%
WS
37
Wedbush Securities
California
$572K -$34.4K -609 -4%
CWS
38
Cypress Wealth Services
California
$553K -$1.09M -19,304 -59%
CS
39
Comerica Securities
Michigan
$524K -$61.1K -1,082 -8%
CP
40
Camelot Portfolios
Ohio
$496K -$119K -2,102 -15%
AWM
41
AE Wealth Management
Kansas
$476K +$130K +2,298 +25%
TFA
42
Teamwork Financial Advisors
Texas
$475K -$134K -2,378 -17%
TSS
43
Two Sigma Securities
New York
$446K +$612K +10,837 New
CFD
44
Creative Financial Designs
Indiana
$441K +$49.7K +879 +9%
HSA
45
HBK Sorce Advisory
Pennsylvania
$433K -$14.6K -259 -2%
SWM
46
SeaCrest Wealth Management
New York
$418K -$81.7K -1,446 -12%
SS
47
Simplicity Solutions
Minnesota
$407K +$148K +2,614 +36%
CBFP
48
Cedar Brook Financial Partners
Ohio
$349K +$621 +11 +0.1%
GIA
49
Gladstone Institutional Advisory
Florida
$327K -$2.18M -38,558 -83%
PWA
50
Peterson Wealth Advisors
Utah
$320K +$440K +7,788 New

FYX Hedge Fund Activity: Q1 2020 in Review

88 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2020, worth a combined $178M — down 42% from $306M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of FYX and 5 opened new positions — a net loss of 19 holders — while 46 trimmed existing stakes and 22 added.

The largest buyer was Hapanowicz & Associates Financial Services, adding an estimated $7.44M. The largest seller was Morgan Stanley, cutting an estimated $9.82M.

  • 88 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2020, down from 110 in Q4 2019.
  • Funds reported $178M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2020, down 42% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2020 and 24 closed out, a net change of -19 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2020 was Hapanowicz & Associates Financial Services, an estimated $7.44M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $9.82M sold.

Based on aggregated 13F filings for Q1 2020.