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First Trust Mid Cap Growth AlphaDEX Fund
FNY

105 hedge funds and large institutions have $318M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 36 increasing their positions, 41 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

0.9% more ownership

Funds ownership: 66.76% → 67.66% (+0.9%)

0% less capital invested

Capital invested by funds: $319M → $318M (-$837K)

5% less funds holding

Funds holding: 110 → 105 (-5)

12% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 41

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

Holders
105
Holders Change
-5
Holders Change %
-4.55%
% of All Funds
1.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
14
Increased
36
Reduced
41
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JAWM
J. Arnold Wealth Management
Ohio
+$15M
2
LPL Financial
LPL Financial
California
+$9.46M
3
MCC
Money Concepts Capital
Florida
+$6.5M
4
CAG
Csenge Advisory Group
Florida
+$5.26M
5
OMC
Old Mission Capital
Illinois
+$5.25M

Top Sellers

Rank Fund Capital Flow
1
BFEC
Benjamin F. Edwards & Company
Missouri
-$8.16M
2
KAS
Kestra Advisory Services
Texas
-$6.65M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.15M
4
Bank of America
Bank of America
North Carolina
-$5.72M
5
FHC
First Heartland Consultants
Missouri
-$5.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
WWMSC
101
Wagner Wealth Management (South Carolina)
South Carolina
$4K – – –
Fidelity Investments
102
Fidelity Investments
Massachusetts
$3K +$1.46K +21 +111%
Northwestern Mutual Wealth Management
103
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
MWA
104
Moser Wealth Advisors
Washington
$2K +$2.23K +32 New
APA
105
American Portfolios Advisors
New York
$1.63K -$26.4K -380 -94%
TAM
106
Tucker Asset Management
Colorado
$1.36K -$696 -10 -33%
First Trust Advisors
107
First Trust Advisors
Illinois
– -$5.28M -80,789 Closed
SAM
108
Synergy Asset Management
Washington
– -$4.79M -73,316 Closed
HIS
109
Harvest Investment Services
Illinois
– -$2.37M -36,254 Closed
PAG
110
Private Advisory Group
Washington
– -$2.18M -33,407 Closed
Susquehanna International Group
111
Susquehanna International Group
Pennsylvania
– -$1.74M -26,573 Closed
Ameriprise
112
Ameriprise
Minnesota
– -$1.34M -20,499 Closed
HR
113
Hayden Royal
North Carolina
– -$1.13M -17,305 Closed
LGA
114
Lebenthal Global Advisors
New York
– -$555K -8,500 Closed
IF
115
Intrua Financial
Texas
– -$389K -5,946 Closed
AWM
116
AE Wealth Management
Kansas
– -$326K -4,980 Closed
SB
117
Strategic Blueprint
Georgia
– -$294K -4,493 Closed
ASN
118
Advisory Services Network
Georgia
– -$251K -3,841 Closed
LFAS
119
Level Four Advisory Services
Texas
– -$237K -3,629 Closed
SS
120
Simplicity Solutions
Minnesota
– -$222K -3,402 Closed
CCA
121
Clearwater Capital Advisors
Illinois
– -$201K -3,069 Closed
TI
122
tru Independence
Oregon
– -$67 -1,018 Closed
TFA
123
Transamerica Financial Advisors
Florida
– -$48K -726 Closed
LAS
124
Lloyd Advisory Services
Georgia
– -$3.83K -55 -96%
1 2 3 4
5

FNY Hedge Fund Activity: Q1 2021 in Review

105 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2021, worth a combined $318M — down 0.26% from $319M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FNY and 14 opened new positions — a net loss of 3 holders — while 41 trimmed existing stakes and 36 added.

The largest buyer was J. Arnold Wealth Management, adding an estimated $15M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $8.16M.

  • 105 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2021, down from 110 in Q4 2020.
  • Funds reported $318M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2021, down 0.26% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2021 and 17 closed out, a net change of -3 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2021 was J. Arnold Wealth Management, an estimated $15M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2021 was Benjamin F. Edwards & Company, an estimated $8.16M sold.

Based on aggregated 13F filings for Q1 2021.