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First Trust Mid Cap Growth AlphaDEX Fund

112 hedge funds and large institutions have $321M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 30 increasing their positions, 40 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more funds holding

Funds holding: 99112 (+13)

2.61% more ownership

Funds ownership: 68.18%70.78% (+2.6%)

3% more capital invested

Capital invested by funds: $311M → $321M (+$10.2M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

25% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 40

Holders
112
Holders Change
+13
Holders Change %
+13.13%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
20
Increased
30
Reduced
40
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1W
76
1776 Wealth
Georgia
$280K -$74.3K -996 -21%
IFG
77
Independent Financial Group
California
$268K -$11.3K -152 -4%
JMPWA
78
JP Morgan Private Wealth Advisors
California
$252K
BRWA
79
B. Riley Wealth Advisors
Florida
$234K +$7.46K +100 +3%
C
80
CEDRUS
Colorado
$228K +$229K +3,067 New
Carson Wealth (CWM LLC)
81
Carson Wealth (CWM LLC)
Nebraska
$224K +$226K +3,022 New
MC
82
Moors & Cabot
Massachusetts
$222K +$5.22K +70 +2%
SAM
83
SignalPoint Asset Management
Missouri
$219K -$4.18K -56 -2%
MPW
84
Monterey Private Wealth
California
$215K
FFA
85
Founders Financial Alliance
North Carolina
$155K
MCC
86
Money Concepts Capital
Florida
$152K +$153K +2,049 New
HI
87
Harbour Investments
Wisconsin
$136K -$264K -3,537 -66%
CCM
88
Covington Capital Management
California
$113K
JAWM
89
J. Arnold Wealth Management
Ohio
$110K -$17.8M -238,047 -99%
TCWM
90
Total Clarity Wealth Management
Illinois
$97K +$18.5K +248 +23%
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
$82K -$522 -7 -0.6%
SCA
92
Snowden Capital Advisors
New York
$68K +$68.9K +923 New
SPIA
93
Steward Partners Investment Advisory
New York
$51K
CA
94
Cornerstone Advisory
Maryland
$49K +$48.8K +654 New
TRCT
95
Tower Research Capital (TRC)
New York
$43K -$207K -2,778 -83%
TFA
96
Transamerica Financial Advisors
Florida
$35K +$299 +4 +0.9%
TSWM
97
Tyler-Stone Wealth Management
Ohio
$33K +$32.8K +440 New
MA
98
MUFG Americas
New York
$31K +$31K +415 New
AIM
99
AHL Investment Management
Florida
$30K +$29.9K +400 New
Fidelity Investments
100
Fidelity Investments
Massachusetts
$29K +$22.1K +296 +315%

FNY Hedge Fund Activity: Q4 2021 in Review

112 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2021, worth a combined $321M — up 3.3% from $311M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNY positions and 7 closed out — a net gain of 13 holders — while 30 added to existing stakes and 40 trimmed.

The largest buyer was GM Advisory Group, opening a new position worth an estimated $24.6M. The largest seller was J. Arnold Wealth Management, cutting an estimated $17.8M.

  • 112 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $321M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2021, up 3.3% quarter-over-quarter.
  • 20 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2021 was GM Advisory Group, an estimated $24.6M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2021 was J. Arnold Wealth Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q4 2021.