B. Riley Wealth Advisors’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

B. Riley Wealth Advisors’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-3,142	Closed	-$234K	–	1429
2021 Q4	$234K	Buy	3,142 +100	+3%	+$7.46K	0.01%	1196
2021 Q3	$219K	Sell	3,042 -110	-3%	-$8.11K	0.01%	1198
2021 Q2	$238K	Sell	3,152 -2,221	-41%	-$156K	0.01%	1140
2021 Q1	$366K	Buy	5,373 +1,937	+56%	+$135K	0.01%	893
2020 Q4	$225K	Sell	3,436 -770	-18%	-$45.9K	0.01%	888
2020 Q3	$226K	Buy	+4,206	New	+$216K	0.01%	807

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

B. Riley Wealth Advisors's FNY Position: Q1 2022 in Review

B. Riley Wealth Advisors sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2022, closing a stake of 3,142 shares — an estimated $234K sold.

B. Riley Wealth Advisors first reported a position in FNY in Q3 2020 and held it in 6 quarters. The position peaked at $366K in Q1 2021. 92 funds tracked by Wall St. Rank hold FNY as of Q1 2022.

B. Riley Wealth Advisors reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
B. Riley Wealth Advisors sold 3,142 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2022, an estimated $234K.
B. Riley Wealth Advisors first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2020 and held it in 6 quarters.
B. Riley Wealth Advisors's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $366K in Q1 2021.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2022.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2022, filed 2 May 2022.