Independent Financial Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Independent Financial Group’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-3,615	Closed	-$268K	–	798
2021 Q4	$268K	Sell	3,615 -152	-4%	-$11.3K	0.02%	638
2021 Q3	$271K	Buy	3,767 +21	+0.6%	+$1.55K	0.03%	559
2021 Q2	$282K	Sell	3,746 -3,768	-50%	-$264K	0.03%	547
2021 Q1	$511K	Sell	7,514 -8,764	-54%	-$610K	0.07%	328
2020 Q4	$1.06M	Buy	16,278 +1,114	+7%	+$66.4K	0.16%	161
2020 Q3	$811K	Sell	15,164 -1,532	-9%	-$78.8K	0.15%	152
2020 Q2	$798K	Buy	16,696 +535	+3%	+$23.3K	0.18%	146
2020 Q1	$597K	Buy	+16,161	New	+$730K	0.18%	150

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Independent Financial Group's FNY Position: Q1 2022 in Review

Independent Financial Group sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2022, closing a stake of 3,615 shares — an estimated $268K sold.

Independent Financial Group first reported a position in FNY in Q1 2020 and held it in 8 quarters. The position peaked at $1.06M in Q4 2020. 92 funds tracked by Wall St. Rank hold FNY as of Q1 2022.

Independent Financial Group reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
Independent Financial Group sold 3,615 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2022, an estimated $268K.
Independent Financial Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2020 and held it in 8 quarters.
Independent Financial Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.06M in Q4 2020.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2022.

Based on Independent Financial Group's 13F filing for Q1 2022, filed 12 Jun 2026.