Moors & Cabot’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Moors & Cabot’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-2,987	Closed	-$222K	–	929
2021 Q4	$222K	Buy	2,987 +70	+2%	+$5.22K	0.01%	746
2021 Q3	$209K	Buy	+2,917	New	+$215K	0.01%	741
2021 Q2	–	Sell	-3,427	Closed	-$234K	–	850
2021 Q1	$234K	Buy	+3,427	New	+$238K	0.02%	631

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Moors & Cabot's FNY Position: Q1 2022 in Review

Moors & Cabot sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2022, closing a stake of 2,987 shares — an estimated $222K sold.

Moors & Cabot first reported a position in FNY in Q1 2021 and held it in 3 quarters. The position peaked at $234K in Q1 2021. 92 funds tracked by Wall St. Rank hold FNY as of Q1 2022.

Moors & Cabot reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
Moors & Cabot sold 2,987 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2022, an estimated $222K.
Moors & Cabot first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2021 and held it in 3 quarters.
Moors & Cabot's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $234K in Q1 2021.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2022.

Based on Moors & Cabot's 13F filing for Q1 2022, filed 13 May 2022.