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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

97 hedge funds and large institutions have $309M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
+2
Holders Change %
+2.11%
% of All Funds
1.7%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
14
Increased
34
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$45.5M
2
BFEC
2
Benjamin F. Edwards & Company
Missouri
$7.35M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$6.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$33.7M
5
LPL Financial
5
LPL Financial
California
$41.2M

Top Sellers

1
SAM
1
Synergy Asset Management
Washington
$0
2
SMF
2
Sterling Manor Financial
New York
$205K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.72M
4
FHC
4
First Heartland Consultants
Missouri
$1.58M
5
HWM
5
Holloway Wealth Management
Florida
$1.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
MPW
76
Monterey Private Wealth
California
$208K – – –
SMF
77
Sterling Manor Financial
New York
$205K -$4.4M -61,165 -96%
FFA
78
Founders Financial Alliance
North Carolina
$150K – – –
CCM
79
Covington Capital Management
California
$109K – – –
Barclays
80
Barclays
United Kingdom
$97K +$97K +1,345 New
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$80K – – –
TCWM
82
Total Clarity Wealth Management
Illinois
$76K +$76K +1,063 New
Citigroup
83
Citigroup
New York
$49K -$153K -2,117 -76%
SPIA
84
Steward Partners Investment Advisory
New York
$49K +$9.93K +139 +25%
TFA
85
Transamerica Financial Advisors
Florida
$34K +$34K +466 New
US Bancorp
86
US Bancorp
Minnesota
$24K -$3.63K -51 -13%
PA
87
PSI Advisors
Florida
$18K +$18K +250 New
AF
88
Allworth Financial
California
$16K – – –
Rockefeller Capital Management
89
Rockefeller Capital Management
New York
$14K +$14K +197 New
LS
90
Leelyn Smith
Illinois
$8K – – –
KIG
91
Kowal Investment Group
Wisconsin
$8K +$8K +108 New
CWA
92
Clearview Wealth Advisors
Oregon
$7K – – –
PFGIA
93
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
Fidelity Investments
94
Fidelity Investments
Massachusetts
$7K +$74 +1 +1%
CFGS
95
Concourse Financial Group Securities
Alabama
$3K -$7.89K -92 -72%
AWM
96
Avior Wealth Management
Nebraska
$3K – – –
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
$2K -$4.35K -50 -68%
TAM
98
Tucker Asset Management
Colorado
$1.52K – – –
APA
99
American Portfolios Advisors
New York
$144 – – –
WP
100
WealthShield Partners
North Carolina
– -$12K -162,437 Closed
1 2 3
4
5