FNY icon

First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

110 hedge funds and large institutions have $319M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 29 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
+13
Holders Change %
+13.4%
% of All Funds
1.7%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
20
Increased
29
Reduced
39
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GAG
1
GM Advisory Group
New York
$24.5M
2
SMF
2
Sterling Manor Financial
New York
$7.5M
3
PFS
3
Prospera Financial Services
Texas
$1.01M
4
Mariner
4
Mariner
Kansas
$870K
5
LPL Financial
5
LPL Financial
California
$43.2M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$110K
2
Morgan Stanley
2
Morgan Stanley
New York
$30.1M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
PAG
4
Private Advisory Group
Washington
$0
5
FTUS
5
Flow Traders U.S.
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DAS
26
Dynamic Advisor Solutions
Arizona
$1.89M +$152K +2,052 +9%
PWM
27
Purus Wealth Management
California
$1.85M -$1.04M -13,969 -36%
Osaic Holdings
28
Osaic Holdings
Arizona
$1.83M +$49.5K +667 +3%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$1.61M +$47.9K +646 +3%
HWM
30
Holloway Wealth Management
Florida
$1.61M -$1.62M – –
SPC
31
Sigma Planning Corp
Michigan
$1.49M -$122K -1,640 -8%
MIM
32
MTM Investment Management
South Carolina
$1.47M – – –
IWC
33
Integrated Wealth Concepts
Massachusetts
$1.43M -$393K -5,304 -22%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$1.42M +$138K +1,864 +11%
GSC
35
G&S Capital
Colorado
$1.19M +$88.2K +1,189 +8%
MML Investors Services
36
MML Investors Services
Massachusetts
$1.17M -$265K -3,577 -18%
EH
37
Equitable Holdings
New York
$1.16M +$14.5K +195 +1%
CAN
38
Cetera Advisor Networks
California
$1.13M +$7.64K +103 +0.7%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$1.09M -$959K -12,919 -47%
PFS
40
Prospera Financial Services
Texas
$1.01M +$1.01M +13,568 New
Mariner
41
Mariner
Kansas
$870K +$870K +11,723 New
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$786K -$18.9K -255 -2%
CWM
43
Cornerstone Wealth Management
Missouri
$755K -$5.58K -75 -0.7%
NFG
44
Next Financial Group
Texas
$730K +$223 +3 +0%
SFPG
45
Stonebridge Financial Planning Group
Florida
$718K -$44.4K -700 -6%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$713K -$285K -3,843 -29%
DADC
47
D.A. Davidson & Co
Montana
$673K -$965 -13 -0.1%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$671K -$36.8K -496 -5%
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$593K -$569K – –
AWM
50
AE Wealth Management
Kansas
$581K +$581K +7,831 New
1
2
3 4 5