Peak Planning Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Peak Planning Group’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-26,606	Closed	-$1.45M	–	81
2022 Q2	$1.45M	Buy	+26,606	New	+$1.62M	1.22%	20
2021 Q4	$2.2M	Buy	29,722 +3,739	+14%	+$279K	1.63%	13
2021 Q3	$1.87M	Buy	+25,983	New	+$1.92M	1.61%	13
2021 Q1	$1.29M	Buy	18,972 +4,765	+34%	+$332K	1.26%	18
2020 Q4	$929K	Buy	+14,207	New	+$846K	1.06%	20

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

Peak Planning Group's FNY Position: Q3 2022 in Review

Peak Planning Group sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2022, closing a stake of 26,606 shares — an estimated $1.45M sold.

Peak Planning Group first reported a position in FNY in Q4 2020 and held it in 5 quarters. The position peaked at $2.2M in Q4 2021. 86 funds tracked by Wall St. Rank hold FNY as of Q3 2022.

Peak Planning Group reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
Peak Planning Group sold 26,606 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2022, an estimated $1.45M.
Peak Planning Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2020 and held it in 5 quarters.
Peak Planning Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $2.2M in Q4 2021.
86 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2022.

Based on Peak Planning Group's 13F filing for Q3 2022, filed 26 May 2026.