We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

57 hedge funds and large institutions have $185M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 11

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

39% more capital invested

Capital invested by funds: $134M → $185M (+$51.6M)

14% more funds holding

Funds holding: 5057 (+7)

2.86% less ownership

Funds ownership: 78.84%75.98% (-2.9%)

Holders
57
Holders Change
+7
Holders Change %
+14%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
28
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$932K +$915K +20,142 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$781K +$176K +3,880 +30%
Stifel Financial
28
Stifel Financial
Missouri
$765K +$418K +9,210 +125%
AG
29
Advisor Group
Arizona
$738K +$243K +5,354 +51%
CAN
30
Cetera Advisor Networks
California
$720K +$154K +3,385 +28%
TWM
31
Titus Wealth Management
California
$701K -$3.13K -69 -0.5%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$670K +$366K +8,056 +126%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$588K -$382K -8,401 -40%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$583K +$52.9K +1,164 +10%
Citadel Advisors
35
Citadel Advisors
Florida
$576K +$565K +12,444 New
Ameriprise
36
Ameriprise
Minnesota
$493K +$69.6K +1,532 +17%
PAG
37
Private Advisor Group
New Jersey
$469K +$460K +10,136 New
Baird Financial Group
38
Baird Financial Group
Wisconsin
$455K +$451K +9,923 New
DADC
39
D.A. Davidson & Co
Montana
$428K +$53.8K +1,185 +15%
LI
40
LVZ Inc
Michigan
$376K -$25K -551 -6%
SPC
41
Sigma Planning Corp
Michigan
$363K +$110K +2,431 +45%
IA
42
IFP Advisors
Florida
$325K +$75.2K +1,656 +31%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$310K +$223K +4,902 +274%
Goldman Sachs
44
Goldman Sachs
New York
$284K +$278K +6,131 New
CWA
45
Clarus Wealth Advisors
Arizona
$216K -$18.2K -400 -8%
CA
46
Cetera Advisors
Colorado
$214K +$208K +4,581 New
SG
47
StoneX Group
New York
$207K +$203K +4,478 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$206K -$24K -528 -11%
ASN
49
Advisory Services Network
Georgia
$146K +$29.9K +658 +26%
WP
50
WealthShield Partners
North Carolina
$118K +$116K +2,547 New

FNY Hedge Fund Activity: Q3 2018 in Review

57 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2018, worth a combined $185M — up 39% from $134M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FNY positions and 5 closed out — a net gain of 7 holders — while 28 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $8.03M. The largest seller was Cornerstone Wealth Management, cutting an estimated $14M.

  • 57 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2018, up from 50 in Q2 2018.
  • Funds reported $185M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2018, up 39% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2018 and 5 closed out, a net change of +7 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2018 was Bank of America, an estimated $8.03M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2018.