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First Trust Mid Cap Growth AlphaDEX Fund

46 hedge funds and large institutions have $93M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

20% more capital invested

Capital invested by funds: $77.8M → $93M (+$15.2M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

12% more funds holding

Funds holding: 4146 (+5)

1.29% less ownership

Funds ownership: 68.37%67.08% (-1.3%)

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
16
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$381K -$5.65K -138 -1%
LI
27
LVZ Inc
Michigan
$377K -$32.7K -799 -8%
SWP
28
Stratos Wealth Partners
Ohio
$330K -$5.08K -124 -2%
Ameriprise
29
Ameriprise
Minnesota
$329K +$111K +2,719 +49%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$285K +$33.1K +809 +13%
CWA
31
Clarus Wealth Advisors
Arizona
$206K +$207K +5,065 New
IA
32
IFP Advisors
Florida
$203K
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$158K +$24.1K +589 +18%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$73K +$26.6K +649 +57%
AG
35
Advisor Group
Arizona
$63K
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K
FCAG
37
First Capital Advisors Group
New Jersey
$16K +$16.4K +400 New
RCAG
38
Rehmann Capital Advisory Group
Michigan
$14K +$13.9K +340 New
Citigroup
39
Citigroup
New York
$11K +$11.1K +270 New
TFA
40
Transamerica Financial Advisors
Florida
$10K -$2.17K -53 -19%
SWM
41
SeaCrest Wealth Management
New York
$8K
TRCT
42
Tower Research Capital (TRC)
New York
$5K +$5.32K +130 New
NWM
43
Northwest Wealth Management
Iowa
$4K +$4.13K +101 New
SPIA
44
Steward Partners Investment Advisory
New York
$1K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$1K +$983 +24 New
CS
46
Credit Suisse
Switzerland
-$382K -9,742 Closed
Goldman Sachs
47
Goldman Sachs
New York
-$202K -5,162 Closed
CA
48
Calton & Associates
Florida
-$132K -3,158 Closed
WC
49
Whitnell & Co
Illinois
-$21K -530 Closed
GWM
50
Geneos Wealth Management
Colorado
-$6K -160 Closed

FNY Hedge Fund Activity: Q1 2018 in Review

46 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2018, worth a combined $93M — up 20% from $77.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNY positions and 5 closed out — a net gain of 5 holders — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.6M. The largest seller was Morgan Stanley, cutting an estimated $1.86M.

  • 46 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2018, up from 41 in Q4 2017.
  • Funds reported $93M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2018, up 20% quarter-over-quarter.
  • 10 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2018 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2018 was Wells Fargo, an estimated $7.6M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $1.86M sold.

Based on aggregated 13F filings for Q1 2018.