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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

46 hedge funds and large institutions have $93M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$7.56M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.44M
3
RJA
Raymond James & Associates
Florida
+$1.37M
4
GRP
Global Retirement Partners
California
+$1.21M
5
UBS Group
UBS Group
Switzerland
+$1.08M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.85M
2
CS
Credit Suisse
Switzerland
-$382K
3
MML Investors Services
MML Investors Services
Massachusetts
-$259K
4
Goldman Sachs
Goldman Sachs
New York
-$202K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$196K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
26
Cetera Advisor Networks
California
$381K -$5.65K -138 -1%
LI
27
LVZ Inc
Michigan
$377K -$32.5K -799 -8%
SWP
28
Stratos Wealth Partners
Ohio
$330K -$5.05K -124 -2%
Ameriprise
29
Ameriprise
Minnesota
$329K +$109K +2,719 +49%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$285K +$33K +809 +13%
CWA
31
Clarus Wealth Advisors
Arizona
$206K +$206K +5,065 New
IA
32
IFP Advisors
Florida
$203K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$158K +$24K +589 +18%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$73K +$26.5K +649 +57%
AG
35
Advisor Group
Arizona
$63K – – –
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K – – –
FCAG
37
First Capital Advisors Group
New Jersey
$16K +$16K +400 New
RCAG
38
Rehmann Capital Advisory Group
Michigan
$14K +$14K +340 New
Citigroup
39
Citigroup
New York
$11K +$11K +270 New
TFA
40
Transamerica Financial Advisors
Florida
$10K -$2.29K -53 -19%
SWM
41
SeaCrest Wealth Management
New York
$8K – – –
TRCT
42
Tower Research Capital (TRC)
New York
$5K +$5K +130 New
NWM
43
Northwest Wealth Management
Iowa
$4K +$4K +101 New
SPIA
44
Steward Partners Investment Advisory
New York
$1K – – –
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1K +24 New
CS
46
Credit Suisse
Switzerland
– -$382K -9,742 Closed
Goldman Sachs
47
Goldman Sachs
New York
– -$202K -5,162 Closed
CA
48
Calton & Associates
Florida
– -$132K -3,158 Closed
WC
49
Whitnell & Co
Illinois
– -$21K -530 Closed
GWM
50
Geneos Wealth Management
Colorado
– -$6K -160 Closed
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