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First Trust Mid Cap Growth AlphaDEX Fund
FNY

41 hedge funds and large institutions have $77.8M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more funds holding

Funds holding: 32 → 41 (+9)

27% more capital invested

Capital invested by funds: $61.1M → $77.8M (+$16.7M)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

10.75% more ownership

Funds ownership: 57.62% → 68.37% (+11%)

Holders
41
Holders Change
+9
Holders Change %
+28.13%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.61M
2
FAAS
First Allied Advisory Services
California
+$1.24M
3
IWM
IHT Wealth Management
Illinois
+$772K
4
CAN
Cetera Advisor Networks
California
+$362K
5
Wells Fargo
Wells Fargo
California
+$336K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$233K
2
LPL Financial
LPL Financial
California
-$213K
3
CCA
Clearwater Capital Advisors
Illinois
-$144K
4
Goldman Sachs
Goldman Sachs
New York
-$129K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$72.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$242K -$19.1K -498 -7%
Stifel Financial
27
Stifel Financial
Missouri
$228K -$43.4K -1,134 -16%
Ameriprise
28
Ameriprise
Minnesota
$216K +$211K +5,504 New
IA
29
IFP Advisors
Florida
$203K -$71.6K -1,870 -27%
Goldman Sachs
30
Goldman Sachs
New York
$202K -$129K -3,368 -39%
CA
31
Calton & Associates
Florida
$132K +$121K +3,158 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$129K +$14.1K +368 +13%
AG
33
Advisor Group
Arizona
$61K +$38 +1 +0.1%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$45K -$1.19K -31 -3%
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$37K – – –
WC
36
Whitnell & Co
Illinois
$21K +$20.3K +530 New
TFA
37
Transamerica Financial Advisors
Florida
$12K -$1.19K -31 -10%
SWM
38
SeaCrest Wealth Management
New York
$8K +$7.46K +195 New
GWM
39
Geneos Wealth Management
Colorado
$6K – – –
SPIA
40
Steward Partners Investment Advisory
New York
$1K – – –
1
2

FNY Hedge Fund Activity: Q4 2017 in Review

41 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2017, worth a combined $77.8M — up 27% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNY positions and 0 closed out — a net gain of 9 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.61M. The largest seller was Credit Suisse, cutting an estimated $233K.

  • 41 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2017, up from 32 in Q3 2017.
  • Funds reported $77.8M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2017, up 27% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2017 and 0 closed out, a net change of +9 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2017 was Morgan Stanley, an estimated $1.61M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2017 was Credit Suisse, an estimated $233K sold.

Based on aggregated 13F filings for Q4 2017.