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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
101
Transamerica Financial Advisors
Florida
$1K – – –
BEI
102
Benjamin Edwards Inc
Missouri
$1K +$1.1K +17 New
KWM
103
Keebeck Wealth Management
Illinois
– -$6.32M -87,145 Closed
UR
104
USCA RIA
Texas
– -$432K -5,957 Closed
WI
105
Wintrust Investments
Illinois
– -$332K -4,586 Closed
NFG
106
Nations Financial Group
Iowa
– -$331K -4,570 Closed
WIA
107
World Investment Advisors
California
– -$329K -4,533 Closed
GLA
108
Good Life Advisors
Pennsylvania
– -$310K -4,281 Closed
IC
109
Intersect Capital
California
– -$302K -4,170 Closed
SWP
110
Stratos Wealth Partners
Ohio
– -$301K -4,150 Closed
RA
111
RFG Advisory
Alabama
– -$299K -4,128 Closed
IAA
112
Independent Advisor Alliance
North Carolina
– -$294K -4,055 Closed
CFA
113
Cahill Financial Advisors
Minnesota
– -$280K -3,851 Closed
SG
114
StoneX Group
New York
– -$279K -3,849 Closed
CA
115
Cetera Advisors
Colorado
– -$268K -3,681 Closed
XF
116
XML Financial
Maryland
– -$257K -3,548 Closed
IWM
117
IHT Wealth Management
Illinois
– -$256K -3,536 Closed
LWAC
118
Laurel Wealth Advisors (California)
California
– -$250K -3,447 Closed
PFA
119
Plotkin Financial Advisors
Maryland
– -$248K -3,416 Closed
BAAM
120
Baker Avenue Asset Management
California
– -$240K -3,320 Closed
CAM
121
Concorde Asset Management
Michigan
– -$237K -3,266 Closed
PFA
122
Pinnacle Family Advisors
Missouri
– -$223K -3,078 Closed
VAG
123
VisionPoint Advisory Group
Texas
– -$216K -2,983 Closed
RJT
124
Raymond James Trust
Florida
– -$207K -2,854 Closed
LS
125
Leelyn Smith
Illinois
– -$201K -2,767 Closed
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