Wintrust Investments’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Wintrust Investments’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-4,115	Closed	-$257K	–	360
2020 Q2	$257K	Buy	+4,115	New	+$236K	0.04%	289
2020 Q1	–	Sell	-4,586	Closed	-$332K	–	343
2019 Q4	$332K	Sell	4,586 -986	-18%	-$68.9K	0.05%	272
2019 Q3	$376K	Sell	5,572 -13,345	-71%	-$906K	0.06%	245
2019 Q2	$1.3M	Buy	18,917 +663	+4%	+$45K	0.2%	96
2019 Q1	$1.22M	Sell	18,254 -5,473	-23%	-$358K	0.2%	99
2018 Q4	$1.37M	Buy	23,727 +1,037	+5%	+$66.3K	0.26%	77
2018 Q3	$1.63M	Sell	22,690 -392	-2%	-$27.9K	0.26%	75
2018 Q2	$1.58M	Buy	23,082 +1,484	+7%	+$100K	0.27%	73
2018 Q1	$1.41M	Buy	21,598 +906	+4%	+$60.4K	0.36%	54
2017 Q4	$1.36M	Sell	20,692 -1,819	-8%	-$116K	0.32%	69
2017 Q3	$1.39M	Sell	22,511 -629	-3%	-$37.6K	0.35%	58
2017 Q2	$1.37M	Sell	23,140 -2,641	-10%	-$155K	0.36%	66
2017 Q1	$1.51M	Buy	25,781 +5,078	+25%	+$295K	0.43%	48
2016 Q4	$1.17M	Buy	+20,703	New	+$1.12M	0.49%	35

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Wintrust Investments's FNX Position: Q3 2020 in Review

Wintrust Investments sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q3 2020, closing a stake of 4,115 shares — an estimated $257K sold.

Wintrust Investments first reported a position in FNX in Q4 2016 and held it in 14 quarters. The position peaked at $1.63M in Q3 2018. 94 funds tracked by Wall St. Rank hold FNX as of Q3 2020.

Wintrust Investments reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Wintrust Investments sold 4,115 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2020, an estimated $257K.
Wintrust Investments first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2016 and held it in 14 quarters.
Wintrust Investments's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.63M in Q3 2018.
94 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2020.

Based on Wintrust Investments's 13F filing for Q3 2020, filed 12 Nov 2020.