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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
51
Mariner Independent Advisor Network
Kansas
$288K +$24.2K +464 +9%
VFS
52
VSR Financial Services
Kansas
$272K -$969K -18,549 -77%
BRWM
53
B. Riley Wealth Management
Tennessee
$238K -$63.2K -1,210 -20%
NFG
54
Next Financial Group
Texas
$202K +$1.67K +32 +0.8%
SF
55
Synovus Financial
Georgia
$180K
WA
56
WFG Advisors
Texas
$126K -$9.09K -174 -6%
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$124K -$10.4K -200 -8%
Creative Planning
58
Creative Planning
Kansas
$56K
MAS
59
Madden Advisory Services
Florida
$42K
Citigroup
60
Citigroup
New York
$38K
WEC
61
Winslow Evans & Crocker
Massachusetts
$30.2K +$52 +1 +0.2%
MFS
62
MSI Financial Services
Massachusetts
$21K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$14K
SGC
64
South Georgia Capital
Illinois
$14K
WRM
65
Westport Resources Management
Connecticut
$11K
RIA
66
Regal Investment Advisors
Michigan
$10K
US Bancorp
67
US Bancorp
Minnesota
$4K +$3.97K +76 New
AllianceBernstein
68
AllianceBernstein
Tennessee
$4K +$4.18K +80 New
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3K +$2.61K +50 New
JFA
70
JNBA Financial Advisors
Minnesota
$2K
Jane Street
71
Jane Street
New York
-$2.2M -41,078 Closed
SI
72
SII Investments
Wisconsin
-$345K -6,483 Closed
BAAM
73
Baker Avenue Asset Management
California
-$289K -5,400 Closed
HH
74
Hilltop Holdings
Texas
-$243K -4,555 Closed