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First Trust Emerging Markets Small Cap AlphaDEX Fund

71 hedge funds and large institutions have $233M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

39% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 6971 (+2)

3% more capital invested

Capital invested by funds: $227M → $233M (+$6.24M)

3.4% less ownership

Funds ownership: 74.29%70.9% (-3.4%)

Holders
71
Holders Change
+2
Holders Change %
+2.9%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
32
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWS
76
Atria Wealth Solutions
New York
-$358K -9,862 Closed
WAM
77
Worth Asset Management
Texas
-$1.45K -40 Closed

FEMS Hedge Fund Activity: Q3 2023 in Review

71 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2023, worth a combined $233M — up 2.7% from $227M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEMS positions and 6 closed out — a net gain of 2 holders — while 32 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.09M. The largest seller was Jane Street, exiting entirely with an estimated $13.7M sold.

  • 71 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $233M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2023, up 2.7% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2023 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $5.09M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2023 was Jane Street, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2023.