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First Trust Emerging Markets Small Cap AlphaDEX Fund

71 hedge funds and large institutions have $233M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

39% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 6971 (+2)

3% more capital invested

Capital invested by funds: $227M → $233M (+$6.24M)

3.4% less ownership

Funds ownership: 74.29%70.9% (-3.4%)

Holders
71
Holders Change
+2
Holders Change %
+2.9%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
32
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
OneDigital Investment Advisors
Kansas
$319K -$5.07K -132 -2%
BWM
52
BlackDiamond Wealth Management
New York
$298K +$109K +2,830 +52%
WI
53
Wintrust Investments
Illinois
$272K +$271K +7,072 New
SWP
54
Stratos Wealth Partners
Ohio
$272K +$271K +7,063 New
WWM
55
Western Wealth Management
Colorado
$243K -$2.65K -69 -1%
SWM
56
Spire Wealth Management
Virginia
$210K -$102K -2,659 -33%
Cetera Investment Advisers
57
Cetera Investment Advisers
Illinois
$209K +$208K +5,429 New
MRCM
58
M&R Capital Management
New Jersey
$194K
PB
59
Pinnacle Bancorp
Nebraska
$188K
PTC
60
Private Trust Company
Ohio
$174K +$45.1K +1,176 +35%
JP Morgan Chase
61
JP Morgan Chase
New York
$83.4K -$38 -1 -0%
Comerica Bank
62
Comerica Bank
Texas
$77.2K +$77.1K +2,008 New
GRP
63
Global Retirement Partners
California
$64.4K
FFA
64
Farther Finance Advisors
California
$23K -$4.87K -127 -18%
NA
65
NewEdge Advisors
Louisiana
$22.3K -$73.1K -1,904 -77%
CIA
66
Cape Investment Advisory
Georgia
$21.2K +$19.2K +500 +1,000%
HCP
67
Hexagon Capital Partners
Arkansas
$16K
HI
68
Harbour Investments
Wisconsin
$8.43K -$24.6K -640 -75%
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$4.64K +$4.53K +118 New
IA
70
IFP Advisors
Florida
$2.31K
RCM
71
Raleigh Capital Management
North Carolina
$346
Jane Street
72
Jane Street
New York
-$13.7M -377,549 Closed
Citadel Advisors
73
Citadel Advisors
Florida
-$2.34M -64,240 Closed
SHFP
74
Second Half Financial Partners
Florida
-$1.99M -54,689 Closed
FTUS
75
Flow Traders U.S.
New York
-$1.99M -54,595 Closed

FEMS Hedge Fund Activity: Q3 2023 in Review

71 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2023, worth a combined $233M — up 2.7% from $227M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEMS positions and 6 closed out — a net gain of 2 holders — while 32 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.09M. The largest seller was Jane Street, exiting entirely with an estimated $13.7M sold.

  • 71 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $233M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2023, up 2.7% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2023 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $5.09M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2023 was Jane Street, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2023.