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First Trust Emerging Markets Small Cap AlphaDEX Fund

47 hedge funds and large institutions have $59M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

2% more funds holding

Funds holding: 4647 (+1)

0.14% more ownership

Funds ownership: 55.08%55.22% (+0.14%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less capital invested

Capital invested by funds: $62.2M → $59M (-$3.18M)

Holders
47
Holders Change
+1
Holders Change %
+2.17%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
19
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EH
26
Equitable Holdings
New York
$446K -$355K -10,289 -42%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$441K -$288K -8,362 -38%
WWM
28
Western Wealth Management
Colorado
$422K +$1K +29 +0.2%
LNC
29
Lincoln National Corp
Pennsylvania
$408K -$10.8K -313 -2%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$386K +$1.93K +56 +0.5%
CCM
31
Chiron Capital Management
Florida
$341K -$30.2K -877 -8%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$298K +$30.2K +875 +10%
MPW
33
MGO Private Wealth
California
$283K +$306K +8,877 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$211K +$724 +21 +0.3%
KAS
35
Kestra Advisory Services
Texas
$210K +$1.97K +57 +0.9%
MRCM
36
M&R Capital Management
New Jersey
$182K -$13.8K -400 -7%
PB
37
Pinnacle Bancorp
Nebraska
$156K
SWM
38
Spire Wealth Management
Virginia
$126K -$2.65K -77 -2%
GRP
39
Global Retirement Partners
California
$57K +$6.24K +181 +12%
TCWA
40
Ten Capital Wealth Advisors
Washington
$35K -$36.6K -1,063 -49%
PTC
41
Private Trust Company
Ohio
$17K +$17.9K +519 New
SPIA
42
Steward Partners Investment Advisory
New York
$16K
HCP
43
Hexagon Capital Partners
Arkansas
$13K
SSC
44
Syverson Strege & Co
Iowa
$4K +$103 +3 +2%
IA
45
IFP Advisors
Florida
$2K
SL
46
Savior LLC
Massachusetts
$1K -$1.52K -44 -52%
AAM
47
Ameraudi Asset Management
New York
-$2.69M -77,343 Closed
Jane Street
48
Jane Street
New York
-$1.91M -54,978 Closed
OMC
49
Old Mission Capital
Illinois
-$561K -16,155 Closed
TRCT
50
Tower Research Capital (TRC)
New York
-$16K -450 Closed

FEMS Hedge Fund Activity: Q3 2022 in Review

47 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2022, worth a combined $59M — down 5.1% from $62.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FEMS positions and 4 closed out — a net gain of 2 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.35M. The largest seller was Ameraudi Asset Management, exiting entirely with an estimated $2.69M sold.

  • 47 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2022, up from 46 in Q2 2022.
  • Funds reported $59M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2022, down 5.1% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2022 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2022 was Wells Fargo, an estimated $5.35M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2022 was Ameraudi Asset Management, an estimated $2.69M sold.

Based on aggregated 13F filings for Q3 2022.