First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
19 hedge funds and large institutions have $13.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 9 reducing their positions, and 9 closing their positions.
4.17% less ownership
Funds ownership: 47.64% → 43.47% (-4.2%)
21% less funds holding
Funds holding: 24 → 19 (-5)
30% less capital invested
Capital invested by funds: $19.3M → $13.5M (-$5.78M)
56% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 9
89% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$223K |
| 2 |
Jane Street
New York
|
+$219K |
| 3 |
Morgan Stanley
New York
|
+$149K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.37M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$2.22M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$1.09M |
| 4 |
VKH
Virtu KCG Holdings
New York
|
-$507K |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$425K |
FEMS Hedge Fund Activity: Q1 2015 in Review
19 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2015, worth a combined $13.5M — down 30% from $19.3M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of FEMS and 4 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 1 added.
The largest buyer was Frontier Wealth Management, opening a new position worth an estimated $223K. The largest seller was Royal Bank of Canada, cutting an estimated $3.37M.
- 19 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2015, down from 24 in Q4 2014.
- Funds reported $13.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2015, down 30% quarter-over-quarter.
- 4 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2015 and 9 closed out, a net change of -5 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2015 was Frontier Wealth Management, an estimated $223K added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2015 was Royal Bank of Canada, an estimated $3.37M sold.
Based on aggregated 13F filings for Q1 2015.