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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$481K -$22.1K -1,486 -4%
NFG
52
Nations Financial Group
Iowa
$462K – – –
IFWM
53
Institute for Wealth Management
Colorado
$429K -$2.56K -172 -0.6%
Calamos Advisors
54
Calamos Advisors
Illinois
$392K +$93K +6,255 +32%
WS
55
Wedbush Securities
California
$385K -$5.01K -337 -1%
DAS
56
Diversify Advisory Services
Utah
$380K -$24.9K -1,675 -6%
LWL
57
Leo Wealth LLC
Texas
$351K – – –
SWP
58
Sagespring Wealth Partners
Tennessee
$350K +$8.89K +598 +3%
YCM
59
Yakira Capital Management
Connecticut
$346K +$337K +22,654 New
QC
60
Quantedge Capital
Singapore
$287K +$1.49K +100 +0.5%
Lido Advisors
61
Lido Advisors
California
$286K – – –
ICMP
62
Integrated Capital Management (Pennsylvania)
Pennsylvania
$277K +$23.9K +1,605 +10%
SF
63
Summit Financial
New Jersey
$263K -$47.5K -3,193 -16%
MQWP
64
Morey & Quinn Wealth Partners
Nebraska
$254K – – –
BRWA
65
B. Riley Wealth Advisors
Florida
$244K -$476 -32 -0.2%
QL
66
Quarry LP
New York
$243K +$236K +15,894 New
Rockefeller Capital Management
67
Rockefeller Capital Management
New York
$237K +$982 +66 +0.4%
PA
68
Pinnacle Associates
New York
$237K +$7.44K +500 +3%
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$230K +$11.5K +775 +5%
HighTower Advisors
70
HighTower Advisors
Illinois
$230K -$12.4K -836 -5%
KFA
71
Kapstone Financial Advisors
Ohio
$222K +$6.99K +470 +3%
UPS
72
UHLMANN PRICE SECURITIES
Illinois
$219K +$8.26K +555 +4%
KWM
73
Kingsview Wealth Management
Oregon
$210K -$6.69K -450 -3%
Mariner
74
Mariner
Kansas
$208K -$38.7K -2,601 -16%
AF
75
Allworth Financial
California
$205K – – –