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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
FAM
26
Formidable Asset Management
Ohio
$972K – – –
SDAM
27
Shulman DeMeo Asset Management
New York
$863K -$3.71K -256 -0.4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$824K -$580 -40 -0.1%
LCM
29
Landscape Capital Management
New Jersey
$821K +$514K +35,462 +156%
AWS
30
Atria Wealth Solutions
New York
$729K -$159K -10,970 -18%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$703K -$56.5K -3,898 -7%
AA
32
AQR Arbitrage
Connecticut
$669K +$687K +47,388 New
NFG
33
Nations Financial Group
Iowa
$648K -$1.96K -135 -0.3%
BRWA
34
B. Riley Wealth Advisors
Florida
$627K +$52K +3,590 +9%
CAN
35
Cetera Advisor Networks
California
$527K +$51.7K +3,570 +11%
RJT
36
Raymond James Trust
Florida
$517K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$474K -$11.6K -798 -2%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$456K +$18.1K +1,250 +4%
IFWM
39
Institute for Wealth Management
Colorado
$455K -$1.88K -130 -0.4%
KWM
40
Kingsview Wealth Management
Oregon
$448K -$7.25K -500 -2%
SC
41
Stolper & Co
Oklahoma
$434K -$10.3K -711 -2%
DI
42
DFPG Investments
Utah
$408K – – –
WS
43
Wedbush Securities
California
$349K -$5.49K -379 -2%
LB
44
Leo Brokerage
Texas
$325K – – –
PA
45
Pinnacle Associates
New York
$296K +$25.3K +1,745 +9%
EC
46
Elequin Capital
New York
$285K +$139K +9,577 +90%
KeyBank National Association
47
KeyBank National Association
Ohio
$282K – – –
ACM
48
AlphaStar Capital Management
North Carolina
$268K +$53.7K +3,705 +24%
DAS
49
Dynamic Advisor Solutions
Arizona
$262K -$332K -22,900 -55%
BWA
50
BDO Wealth Advisors
Florida
$253K -$8.66K -598 -3%