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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
SDAM
26
Shulman DeMeo Asset Management
New York
$902K -$6.88K -453 -0.7%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$858K +$15.8K +1,042 +2%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$788K +$1.93K +127 +0.2%
NFG
29
Nations Financial Group
Iowa
$677K +$7.59K +500 +1%
DAS
30
Dynamic Advisor Solutions
Arizona
$609K +$75.9K +5,000 +14%
BRWA
31
B. Riley Wealth Advisors
Florida
$599K +$50.2K +3,308 +9%
RJT
32
Raymond James Trust
Florida
$538K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$505K -$353K -23,264 -40%
CAN
34
Cetera Advisor Networks
California
$495K -$2.69K -177 -0.5%
IFWM
35
Institute for Wealth Management
Colorado
$476K -$1.9K -125 -0.4%
KWM
36
Kingsview Wealth Management
Oregon
$474K +$1.66K +109 +0.3%
SC
37
Stolper & Co
Oklahoma
$461K -$12.4K -814 -3%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$456K +$22.2K +1,460 +5%
DI
39
DFPG Investments
Utah
$420K – – –
WS
40
Wedbush Securities
California
$368K +$8.97K +591 +2%
Walleye Capital
41
Walleye Capital
New York
$343K +$355K +23,381 New
LB
42
Leo Brokerage
Texas
$338K +$349K +23,000 New
LCM
43
Landscape Capital Management
New Jersey
$334K +$345K +22,736 New
JP Morgan Chase
44
JP Morgan Chase
New York
$326K +$272K +17,899 +414%
KeyBank National Association
45
KeyBank National Association
Ohio
$294K – – –
PA
46
Pinnacle Associates
New York
$282K -$5.53K -364 -2%
BWA
47
BDO Wealth Advisors
Florida
$272K -$89.6K -5,902 -24%
9WM
48
9258 Wealth Management
Ohio
$252K -$14.1K -930 -5%
MCC
49
Money Concepts Capital
Florida
$246K -$117K -7,720 -25%
Mercer Global Advisors
50
Mercer Global Advisors
Colorado
$244K +$252K +16,620 New