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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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109 hedge funds and large institutions have $178M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.51M)

5% more funds holding

Funds holding: 104 → 109 (+5)

0.38% more ownership

Funds ownership: 32.54% → 32.92% (+0.38%)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
109
Holders Change
+5
Holders Change %
+4.81%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
25
Reduced
41
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$4.67M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
+$2.52M
3
RCM
Rivernorth Capital Management
Florida
+$1.54M
4
Wells Fargo
Wells Fargo
California
+$737K
5
PIWA
Prevail Innovative Wealth Advisors
Kansas
+$541K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$1.95M
2
CA
Cornerstone Advisors
North Carolina
-$1.43M
3
AAM
Advisors Asset Management
Colorado
-$1.39M
4
AA
AQR Arbitrage
Connecticut
-$1.1M
5
GC
Guggenheim Capital
Illinois
-$948K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWIM
101
Smallwood Wealth Investment Management
New Jersey
$10K +$145 +10 +2%
GWSG
102
GPS Wealth Strategies Group
Colorado
$8.19K – – –
NFSG
103
Newbridge Financial Services Group
Florida
$7.45K – – –
JP Morgan Chase
104
JP Morgan Chase
New York
$6K +$5.84K +403 New
GA
105
GoalVest Advisory
New York
$5.05K +$4.92K +339 New
FDW
106
Fourth Dimension Wealth
Ohio
$4.13K – – –
MCM
107
MAI Capital Management
Ohio
$2.98K – – –
NEWAS
108
N.E.W. Advisory Services
Wisconsin
$1.16K – – –
GI
109
GAMMA Investing
California
$521 – – –
RAM
110
Readystate Asset Management
Illinois
– -$538K -37,514 Closed
GWM
111
Geneos Wealth Management
Colorado
– -$174K -12,109 Closed
FFO
112
Fortitude Family Office
Arizona
– -$86.9K -6,060 Closed
EC
113
Elequin Capital
New York
– -$41K -2,857 Closed
US Bancorp
114
US Bancorp
Minnesota
– -$38K -2,648 Closed
WSFS
115
Wilmington Savings Fund Society
Delaware
– -$35.9K -2,500 Closed
1 2 3 4
5

DIAX Hedge Fund Activity: Q3 2025 in Review

109 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2025, worth a combined $178M — up 5% from $170M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.67M. The largest seller was Shaker Financial Services, cutting an estimated $1.95M.

  • 109 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2025, up from 104 in Q2 2025.
  • Funds reported $178M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2025, up 5% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2025 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2025 was Saba Capital Management, an estimated $4.67M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2025 was Shaker Financial Services, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2025.