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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

3 hedge funds and large institutions have $10.7M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.05% less ownership

Funds ownership: 34.21%0.15% (-34%)

94% less capital invested

Capital invested by funds: $190M → $10.7M (-$179M)

98% less funds holding

Funds holding: 1223 (-119)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 116

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
-119
Holders Change %
-97.54%
% of All Funds
0.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
Increased
Reduced
1
Closed
116
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
51
Schnieders Capital Management
California
-$486K -31,850 Closed
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
-$481K -31,540 Closed
NFG
53
Nations Financial Group
Iowa
-$462K -30,249 Closed
IFWM
54
Institute for Wealth Management
Colorado
-$429K -28,143 Closed
Calamos Advisors
55
Calamos Advisors
Illinois
-$392K -25,709 Closed
WS
56
Wedbush Securities
California
-$385K -25,255 Closed
DAS
57
Diversify Advisory Services
Utah
-$380K -24,566 Closed
LWL
58
Leo Wealth LLC
Texas
-$351K -23,000 Closed
SWP
59
Sagespring Wealth Partners
Tennessee
-$350K -22,923 Closed
YCM
60
Yakira Capital Management
Connecticut
-$346K -22,654 Closed
Lido Advisors
61
Lido Advisors
California
-$286K -18,825 Closed
QC
62
Quantedge Capital
Singapore
-$287K -18,800 Closed
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
-$277K -18,177 Closed
SF
64
Summit Financial
New Jersey
-$263K -17,215 Closed
MQWP
65
Morey & Quinn Wealth Partners
Nebraska
-$254K -16,676 Closed
BRWA
66
B. Riley Wealth Advisors
Florida
-$244K -15,961 Closed
QL
67
Quarry LP
New York
-$243K -15,894 Closed
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
-$237K -15,556 Closed
PA
69
Pinnacle Associates
New York
-$237K -15,516 Closed
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
-$230K -15,080 Closed
HighTower Advisors
71
HighTower Advisors
Illinois
-$230K -15,053 Closed
KFA
72
Kapstone Financial Advisors
Ohio
-$222K -14,535 Closed
UPS
73
UHLMANN PRICE SECURITIES
Illinois
-$219K -14,336 Closed
KWM
74
Kingsview Wealth Management
Oregon
-$210K -13,734 Closed
Mariner
75
Mariner
Kansas
-$208K -13,603 Closed

DIAX Hedge Fund Activity: Q1 2026 in Review

3 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2026, worth a combined $10.7M — down 94% from $190M a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of DIAX and 0 opened new positions — a net loss of 116 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Morgan Stanley, exiting entirely with an estimated $26.2M sold.

  • 3 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2026, down from 122 in Q4 2025.
  • Funds reported $10.7M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2026, down 94% quarter-over-quarter.
  • 0 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2026 and 116 closed out, a net change of -116 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2026 was Morgan Stanley, an estimated $26.2M sold.

Based on aggregated 13F filings for Q1 2026.