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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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86 hedge funds and large institutions have $159M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

2% more funds holding

Funds holding: 84 → 86 (+2)

0.07% more ownership

Funds ownership: 31.13% → 31.21% (+0.07%)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $166M → $159M (-$7.14M)

Holders
86
Holders Change
+2
Holders Change %
+2.38%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
31
Reduced
31
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$1.38M
2
Bank of America
Bank of America
North Carolina
+$1M
3
WAM
Wolverine Asset Management
Illinois
+$969K
4
AA
AQR Arbitrage
Connecticut
+$856K
5
GC
Guggenheim Capital
Illinois
+$729K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$1.6M
2
1CP
1607 Capital Partners
Virginia
-$997K
3
Osaic Holdings
Osaic Holdings
Arizona
-$886K
4
SCM
Schnieders Capital Management
California
-$870K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$627K
Name Holding Trade Value Shares
Change 		Change in
Stake
LWL
51
Leo Wealth LLC
Texas
$322K – – –
RJT
52
Raymond James Trust
Florida
$312K – – –
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$279K -$8.81K -628 -3%
PA
54
Pinnacle Associates
New York
$264K -$1.4K -100 -0.5%
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$261K +$46.3K +3,300 +22%
ACM
56
AlphaStar Capital Management
North Carolina
$251K – – –
KWM
57
Kingsview Wealth Management
Oregon
$222K -$6.84K -488 -3%
Mariner
58
Mariner
Kansas
$210K +$15K +1,068 +8%
ICMP
59
Integrated Capital Management (Pennsylvania)
Pennsylvania
$209K +$24.6K +1,755 +13%
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$188K – – –
9WM
61
9258 Wealth Management
Ohio
$164K -$5.01K -357 -3%
KAS
62
Kestra Advisory Services
Texas
$163K +$3.59K +256 +2%
SA
63
Sanctuary Advisors
Indiana
$162K +$164K +11,673 New
Truist Financial
64
Truist Financial
North Carolina
$154K -$2.03K -145 -1%
GVAG
65
Great Valley Advisor Group
Delaware
$149K -$42.1K -3,000 -22%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
$149K -$6.61K -471 -4%
NAS
67
NWF Advisory Services
California
$146K – – –
PP
68
PFS Partners
New Jersey
$95.7K +$1.85K +132 +2%
Comerica Bank
69
Comerica Bank
Texas
$78.4K -$18.6K -1,325 -19%
PTC
70
Private Trust Company
Ohio
$72.9K – – –
LOIM
71
Liberty One Investment Management
Illinois
$69K -$17K -1,215 -20%
AWM
72
Avior Wealth Management
Nebraska
$51.9K +$926 +66 +2%
US Bancorp
73
US Bancorp
Minnesota
$37.1K -$79.6K -5,676 -68%
UCB
74
United Community Bank
South Carolina
$35.7K +$35.8K +2,550 New
SS
75
Sunbelt Securities
Texas
$28K – – –
1 2
3
4

DIAX Hedge Fund Activity: Q2 2024 in Review

86 of the 6,930 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2024, worth a combined $159M — down 4.3% from $166M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 6 closed out — a net gain of 4 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $1.38M. The largest seller was Stifel Financial, cutting an estimated $1.6M.

  • 86 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2024, up from 84 in Q1 2024.
  • Funds reported $159M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2024, down 4.3% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2024 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2024 was Saba Capital Management, an estimated $1.38M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2024 was Stifel Financial, an estimated $1.6M sold.

Based on aggregated 13F filings for Q2 2024.