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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

84 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

2% more funds holding

Funds holding: 8284 (+2)

0% less capital invested

Capital invested by funds: $166M → $166M (-$182K)

1.54% less ownership

Funds ownership: 32.68%31.13% (-1.5%)

37% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 35

Holders
84
Holders Change
+2
Holders Change %
+2.44%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
22
Reduced
35
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$301K -$158K -10,937 -35%
PA
52
Pinnacle Associates
New York
$277K -$7.23K -501 -3%
WS
53
Wedbush Securities
California
$264K -$130K -9,033 -33%
ACM
54
AlphaStar Capital Management
North Carolina
$263K
KWM
55
Kingsview Wealth Management
Oregon
$239K -$197K -13,676 -46%
BBPWM
56
Blue Bell Private Wealth Management
Pennsylvania
$225K -$29.4K -2,036 -12%
Mariner
57
Mariner
Kansas
$204K +$201K +13,929 New
GVAG
58
Great Valley Advisor Group
Delaware
$200K
SBIA
59
Sheaff Brock Investment Advisors
Indiana
$197K +$72 +5 +0%
ICMP
60
Integrated Capital Management (Pennsylvania)
Pennsylvania
$193K +$9.32K +646 +5%
9WM
61
9258 Wealth Management
Ohio
$177K +$175K +12,092 New
KAS
62
Kestra Advisory Services
Texas
$167K
Truist Financial
63
Truist Financial
North Carolina
$163K -$8.66K -600 -5%
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
$162K +$160K +11,072 New
QC
65
Quantedge Capital
Singapore
$160K -$24.5K -1,700 -13%
NAS
66
NWF Advisory Services
California
$152K
HWAM
67
Hennion & Walsh Asset Management
New Jersey
$151K -$19K -1,314 -11%
US Bancorp
68
US Bancorp
Minnesota
$122K +$41.2K +2,851 +52%
Comerica Bank
69
Comerica Bank
Texas
$101K -$17.6K -1,222 -15%
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$99K
PP
71
PFS Partners
New Jersey
$98.2K
LOIM
72
Liberty One Investment Management
Illinois
$90.3K -$16.3K -1,128 -15%
PTC
73
Private Trust Company
Ohio
$76.2K
AF
74
Allworth Financial
California
$63.3K
AWM
75
Avior Wealth Management
Nebraska
$53.3K

DIAX Hedge Fund Activity: Q1 2024 in Review

84 of the 6,947 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2024, worth a combined $166M — down 0.11% from $166M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 6 closed out — a net gain of 4 holders — while 22 added to existing stakes and 35 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.71M. The largest seller was Morgan Stanley, cutting an estimated $12.2M.

  • 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2024, up from 82 in Q4 2023.
  • Funds reported $166M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2024, down 0.11% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2024 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2024 was Wells Fargo, an estimated $3.71M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2024 was Morgan Stanley, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2024.