We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

11% more funds holding

Funds holding: 90100 (+10)

0.88% less ownership

Funds ownership: 31.91%31.03% (-0.88%)

10% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 31

6% less capital invested

Capital invested by funds: $175M → $163M (-$11.3M)

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
28
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWC
26
Integrated Wealth Concepts
Massachusetts
$989K -$67K -4,450 -6%
Stifel Financial
27
Stifel Financial
Missouri
$939K -$13.4K -891 -1%
RAM
28
Readystate Asset Management
Illinois
$893K +$928K +61,626 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$891K +$197K +13,078 +27%
SDAM
30
Shulman DeMeo Asset Management
New York
$870K -$6.96K -462 -0.8%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$807K -$138K -9,193 -14%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$707K +$68.7K +4,563 +10%
DAS
33
Dynamic Advisor Solutions
Arizona
$652K -$82.6K -5,485 -11%
DADC
34
D.A. Davidson & Co
Montana
$620K -$2.08K -138 -0.3%
FAM
35
Formidable Asset Management
Ohio
$615K -$48.3K -3,209 -7%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$605K -$46.7K -3,099 -7%
CL
37
Choreo LLC
Illinois
$594K -$5.69K -378 -0.9%
RL
38
RPO LLC
Connecticut
$569K
Mariner
39
Mariner
Kansas
$559K +$281K +18,659 +94%
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$544K +$238K +15,820 +73%
QC
41
Quantedge Capital
Singapore
$494K +$24.1K +1,600 +5%
NFG
42
Nations Financial Group
Iowa
$491K
SC
43
Stolper & Co
Oklahoma
$477K +$5.95K +395 +1%
SCM
44
Schnieders Capital Management
California
$475K -$67.8K -4,500 -12%
NA
45
NewEdge Advisors
Louisiana
$467K +$66.8K +4,436 +16%
P
46
&Partners
Tennessee
$415K +$437K +29,001 New
IFWM
47
Institute for Wealth Management
Colorado
$410K
LCM
48
Landscape Capital Management
New Jersey
$409K -$109K -7,259 -20%
GWM
49
Geneos Wealth Management
Colorado
$395K +$372K +24,725 +978%
WS
50
Wedbush Securities
California
$370K +$6.03K +400 +2%

DIAX Hedge Fund Activity: Q1 2025 in Review

100 of the 7,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2025, worth a combined $163M — down 6.5% from $175M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new DIAX positions and 6 closed out — a net gain of 12 holders — while 28 added to existing stakes and 31 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.62M. The largest seller was UBS Group, cutting an estimated $3.62M.

  • 100 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2025, up from 90 in Q4 2024.
  • Funds reported $163M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2025, down 6.5% quarter-over-quarter.
  • 18 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2025 and 6 closed out, a net change of +12 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2025 was Shaker Financial Services, an estimated $2.62M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2025 was UBS Group, an estimated $3.62M sold.

Based on aggregated 13F filings for Q1 2025.