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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

4% more capital invested

Capital invested by funds: $143M → $149M (+$5.83M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.16% less ownership

Funds ownership: 24.34% → 24.18% (-0.16%)

5% less funds holding

Funds holding: 94 → 89 (-5)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
89
Holders Change
-5
Holders Change %
-5.32%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
35
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$3M
2
Invesco
Invesco
Georgia
+$1.26M
3
Wells Fargo
Wells Fargo
California
+$1.24M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$677K
5
UBS Group
UBS Group
Switzerland
+$672K

Top Sellers

Rank Fund Capital Flow
1
ICM
Ionic Capital Management
New York
-$4.3M
2
RCM
Rivernorth Capital Management
Florida
-$2.1M
3
CA
Cornerstone Advisors
North Carolina
-$1.46M
4
Bank of America
Bank of America
North Carolina
-$921K
5
LCM
Landscape Capital Management
New Jersey
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$1.12M +$39.9K +2,375 +4%
LPL Financial
27
LPL Financial
California
$1.07M +$269K +15,976 +34%
Mirae Asset Global Investments
28
Mirae Asset Global Investments
South Korea
$983K +$274K +16,312 +39%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$865K +$110K +6,544 +15%
RJT
30
Raymond James Trust
Florida
$778K +$79K +4,695 +11%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$733K +$134K +7,980 +23%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$715K +$670K +39,810 New
ICM
33
Ionic Capital Management
New York
$692K -$4.3M -255,916 -86%
NFG
34
Nations Financial Group
Iowa
$651K +$23.5K +1,400 +4%
LOIM
35
Liberty One Investment Management
Illinois
$642K -$84.8K -5,045 -12%
IFWM
36
Institute for Wealth Management
Colorado
$561K -$404 -24 -0.1%
BWA
37
BDO Wealth Advisors
Florida
$543K -$2.74K -163 -0.5%
KWM
38
Kingsview Wealth Management
Oregon
$542K +$103K +6,153 +24%
SC
39
Stolper & Co
Oklahoma
$451K +$445K +26,482 New
Truist Financial
40
Truist Financial
North Carolina
$418K +$1.43K +85 +0.3%
LB
41
Leo Brokerage
Texas
$391K – – –
PA
42
Pinnacle Associates
New York
$373K -$2.52K -150 -0.7%
9WM
43
9258 Wealth Management
Ohio
$356K -$36.4K -2,165 -9%
KeyBank National Association
44
KeyBank National Association
Ohio
$347K – – –
WS
45
Wedbush Securities
California
$330K +$24.8K +1,475 +8%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$324K +$9.59K +570 +3%
CCM
47
Covington Capital Management
California
$289K – – –
DAS
48
Dynamic Advisor Solutions
Arizona
$266K +$263K +15,650 New
Baird Financial Group
49
Baird Financial Group
Wisconsin
$240K +$237K +14,104 New
EP
50
Eudaimonia Partners
Tennessee
$229K -$13.1K -778 -5%
1
2
3 4 5

DIAX Hedge Fund Activity: Q2 2021 in Review

89 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2021, worth a combined $149M — up 4.1% from $143M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of DIAX and 8 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 35 added.

The largest buyer was Guggenheim Capital, adding an estimated $3M. The largest seller was Ionic Capital Management, cutting an estimated $4.3M.

  • 89 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2021, down from 94 in Q1 2021.
  • Funds reported $149M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2021, up 4.1% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2021 and 13 closed out, a net change of -5 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2021 was Guggenheim Capital, an estimated $3M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2021 was Ionic Capital Management, an estimated $4.3M sold.

Based on aggregated 13F filings for Q2 2021.