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Capital Southwest
CSWC

164 hedge funds and large institutions have $395M invested in Capital Southwest in 2025 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 70 increasing their positions, 42 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 42

22% more call options, than puts

Call options by funds: $5.51M | Put options by funds: $4.53M

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

2.48% less ownership

Funds ownership: 32.55% → 30.07% (-2.5%)

7% less funds holding

Funds holding: 177 → 164 (-13)

10% less capital invested

Capital invested by funds: $438M → $395M (-$42.9M)

30% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 33

Holders
164
Holders Change
-13
Holders Change %
-7.34%
% of All Funds
2.15%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
23
Increased
70
Reduced
42
Closed
33
Calls
$5.51M
Puts
$4.53M
Net Calls
+$977K
Net Calls Change
+$1.77M

Top Buyers

1
TI
Trexquant Investment
Connecticut
+$3.98M
2
Voloridge Investment Management
Voloridge Investment Management
Florida
+$3.18M
3
Two Sigma Investments
Two Sigma Investments
New York
+$2.99M
4
VanEck Associates
VanEck Associates
New York
+$2.5M
5
Neuberger Berman Group
Neuberger Berman Group
New York
+$2.41M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$11.8M
2
TA
Tectonic Advisors
Texas
-$11.5M
3
Millennium Management
Millennium Management
New York
-$9.03M
4
Citadel Advisors
Citadel Advisors
Florida
-$4.6M
5
ATC
Argent Trust Co
Tennessee
-$2.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
DF
151
Dunhill Financial
United Kingdom
$8.74K – – –
Russell Investments Group
152
Russell Investments Group
United Kingdom
$7K +$7.28K +320 New
AF
153
Advisornet Financial
Minnesota
$6.56K – – –
LI
154
LRI Investments
Florida
$5.46K – – –
Rockefeller Capital Management
155
Rockefeller Capital Management
New York
$4.92K +$5.12K +225 New
FHC
156
First Horizon Corporation
Tennessee
$4.37K +$4.55K +200 New
JWA
157
JFS Wealth Advisors
Pennsylvania
$4.37K +$4.55K +200 New
CIAM
158
Caitong International Asset Management
Hong Kong
$2.91K +$2.6K +114 +600%
DAM
159
Delta Asset Management
Tennessee
$1.53K – – –
NB
160
NBT Bank
New York
$679 -$182 -8 -27%
DFA
161
DHJJ Financial Advisors
Illinois
$110 – – –
AssetMark Inc
162
AssetMark Inc
California
$66 +$68 +3 New
HNB
163
Huntington National Bank
Ohio
$44 – – –
Citigroup
164
Citigroup
New York
$22 +$23 +1 New
TA
165
Tectonic Advisors
Texas
– -$11.5M -521,686 Closed
Ameriprise
166
Ameriprise
Minnesota
– -$1.53M -69,501 Closed
SSA
167
Schonfeld Strategic Advisors
New York
– -$1.46M -66,243 Closed
YIH
168
Y-Intercept (HK)
Hong Kong
– -$1.06M -48,215 Closed
Tudor Investment Corp
169
Tudor Investment Corp
Connecticut
– -$776K -35,219 Closed
FCM
170
FJ Capital Management
Virginia
– -$773K -35,067 Closed
OAC
171
OMERS Administration Corp
Ontario, Canada
– -$769K -34,900 Closed
D.E. Shaw & Co
172
D.E. Shaw & Co
New York
– -$594K -26,960 Closed
AGP
173
Autumn Glory Partners
Texas
– -$573K -26,000 Closed
NRD
174
Nebula Research & Development
New York
– -$571K -25,907 Closed
ECM
175
ExodusPoint Capital Management
New York
– -$550K -24,975 Closed
4 5 6
7
8

CSWC Hedge Fund Activity: Q3 2025 in Review

164 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2025, worth a combined $395M — down 9.8% from $438M a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of CSWC and 23 opened new positions — a net loss of 10 holders — while 42 trimmed existing stakes and 70 added.

The largest buyer was Trexquant Investment, adding an estimated $3.98M. The largest seller was Balyasny Asset Management, cutting an estimated $11.8M.

  • 164 institutional investors held Capital Southwest (CSWC) as of Q3 2025, down from 177 in Q2 2025.
  • Funds reported $395M of Capital Southwest stock for Q3 2025, down 9.8% quarter-over-quarter.
  • 23 funds opened new Capital Southwest positions in Q3 2025 and 33 closed out, a net change of -10 holders.
  • The largest Capital Southwest buyer in Q3 2025 was Trexquant Investment, an estimated $3.98M added.
  • The largest Capital Southwest seller in Q3 2025 was Balyasny Asset Management, an estimated $11.8M sold.

Based on aggregated 13F filings for Q3 2025.