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Capital Southwest
CSWC

Overview Fund Activity

136 hedge funds and large institutions have $244M invested in Capital Southwest in 2023 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+22
Holders Change %
+19.3%
% of All Funds
1.99%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
38
Increased
48
Reduced
29
Closed
12
Calls
$3.83M
Puts
$2.23M
Net Calls
+$1.6M
Net Calls Change
+$530K

Top Buyers

1
BPA
1
Beacon Pointe Advisors
California
$9.61M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$8.33M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$8.98M
4
Hudson Bay Capital Management
4
Hudson Bay Capital Management
Connecticut
$3.1M
5
Millennium Management
5
Millennium Management
New York
$2.34M

Top Sellers

1
SMH
1
Sanders Morris Harris
Texas
$0
2
GA
2
GraniteShares Advisors
New York
$0
3
Invesco
3
Invesco
Georgia
$9.03M
4
AAM
4
Advisors Asset Management
Colorado
$3.87M
5
Connor, Clark & Lunn Investment Management (CC&L)
5
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$291K
Name Holding Trade Value Shares
Change 		Shares
Change %
Comerica Bank
101
Comerica Bank
Texas
$169K – – –
Bank of America
102
Bank of America
North Carolina
$152K -$134K -5,655 -47%
HCM
103
Hollencrest Capital Management
California
$133K +$3.18K +134 +2%
WTA
104
Washington Trust Advisors
Massachusetts
$119K – – –
PA
105
Parallel Advisors
California
$115K -$6.21K -262 -5%
JPMorgan Chase & Co
106
JPMorgan Chase & Co
New York
$102K – – –
S
107
SignatureFD
Georgia
$60.7K +$33.3K +1,404 +121%
CAL
108
Capital Analysts LLC
Pennsylvania
$59K -$4.92K -207 -8%
TH
109
TCTC Holdings
Texas
$50.6K – – –
CFGS
110
Concourse Financial Group Securities
Alabama
$48.6K +$17.8K +750 +58%
UFF
111
USA Financial Formulas
Michigan
$47.2K +$47.2K +1,991 New
MBFW
112
Morton Brown Family Wealth
Pennsylvania
$34.1K +$34.1K +1,439 New
CIA
113
Cape Investment Advisory
Georgia
$31.5K +$31.5K +1,328 New
GRP
114
Global Retirement Partners
California
$26.3K +$26.3K +1,041 New
TRCT
115
Tower Research Capital (TRC)
New York
$25.9K -$18.8K -793 -42%
Carson Wealth (CWM LLC)
116
Carson Wealth (CWM LLC)
Nebraska
$24K +$23 +1 +0.1%
LFG
117
Larson Financial Group
Missouri
$23.7K +$23.7K +1,000 New
ASN
118
Advisory Services Network
Georgia
$22.6K +$22.6K +955 New
NA
119
NewEdge Advisors
Louisiana
$19K – – –
Barclays
120
Barclays
United Kingdom
$15K +$15K +643 New
TFA
121
Toth Financial Advisory
Virginia
$14.2K – – –
QCG
122
Quadrant Capital Group
Ohio
$10.8K +$5.12K +216 +90%
TF
123
Tompkins Financial
New York
$8.41K – – –
Nomura Asset Management
124
Nomura Asset Management
Japan
$7.21K +$7.21K +304 New
TWM
125
Tradition Wealth Management
Minnesota
$6K – – –
2 3 4
5
6