Nomura Asset Management
CSWC icon

Nomura Asset Management’s Capital Southwest CSWC Stock Holding History

Nomura Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-447
Closed -$9.9K – 1549
2025
Q4 		$9.9K Sell
447
-1,688
-79% -$35.6K ﹤0.01% 1490
2025
Q3 		$46.7K Hold
2,135
– – ﹤0.01% 1151
2025
Q2 		$47.1K Buy
2,135
+788
+59% +$16.2K ﹤0.01% 1136
2025
Q1 		$30.1K Sell
1,347
-870
-39% -$19.6K ﹤0.01% 1283
2024
Q4 		$48.4K Buy
2,217
+1,571
+243% +$37K ﹤0.01% 1097
2024
Q3 		$16.3K Buy
646
+342
+113% +$8.66K ﹤0.01% 1444
2024
Q2 		$7.93K Hold
304
– – ﹤0.01% 1492
2024
Q1 		$7.59K Hold
304
– – ﹤0.01% 1503
2023
Q4 		$7.21K Buy
+304
New +$6.78K ﹤0.01% 1505

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $174M AUM 9.16% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Nomura Asset Management's CSWC Position: Q1 2026 in Review

Nomura Asset Management sold out of Capital Southwest (CSWC) in Q1 2026, closing a stake of 447 shares — an estimated $9.9K sold.

Nomura Asset Management first reported a position in CSWC in Q4 2023 and held it in 9 quarters. The position peaked at $48.4K in Q4 2024. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Nomura Asset Management reported no remaining Capital Southwest position as of Q1 2026 after selling out during the quarter.
  • Nomura Asset Management sold 447 Capital Southwest shares in Q1 2026, an estimated $9.9K.
  • Nomura Asset Management first reported a position in Capital Southwest in Q4 2023 and held it in 9 quarters.
  • Nomura Asset Management's Capital Southwest position peaked at $48.4K in Q4 2024.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Nomura Asset Management's 13F filing for Q1 2026, filed 11 May 2026.