Capital Southwest
CSWC
89 hedge funds and large institutions have $149M invested in Capital Southwest in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 25 reducing their positions, and 15 closing their positions.
70% more call options, than puts
Call options by funds: $1.73M | Put options by funds: $1.02M
16% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 25
1.03% more ownership
Funds ownership: 25.14% → 26.17% (+1%)
0% more capital invested
Capital invested by funds: $148M → $149M (+$271K)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
2% less funds holding
Funds holding: 91 → 89 (-2)
13% less first-time investments, than exits
New positions opened: 13 | Existing positions closed: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VanEck Associates
New York
|
+$5.24M |
| 2 |
Millennium Management
New York
|
+$3.56M |
| 3 |
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
+$3.26M |
| 4 |
JMPWA
JP Morgan Private Wealth Advisors
San Francisco,
California
|
+$1.13M |
| 5 |
D.E. Shaw & Co
New York
|
+$1.02M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
|
-$1.65M |
| 2 |
AM
Ares Management
Los Angeles,
California
|
-$1.59M |
| 3 |
QC
Quadrature Capital
London,
United Kingdom
|
-$1.4M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$997K |
| 5 |
BlackRock
New York
|
-$573K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EWM
101
Elmwood Wealth Management
Berkeley,
California
| – | -$15K | -597 | Closed |
|
|
AIP
102
Ahrens Investment Partners
Lafayette,
Louisiana
| – | -$13K | -500 | Closed |
|
103
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$5K | -212 | Closed |
|
CSWC Hedge Fund Activity: Q1 2022 in Review
89 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2022, worth a combined $149M — up 0.18% from $148M a quarter earlier.
Sellers outnumbered buyers: 15 funds closed out of CSWC and 13 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 29 added.
The largest buyer was VanEck Associates, adding an estimated $5.24M. The largest seller was Mackenzie Financial, exiting entirely with an estimated $1.65M sold.
- 89 institutional investors held Capital Southwest (CSWC) as of Q1 2022, down from 91 in Q4 2021.
- Funds reported $149M of Capital Southwest stock for Q1 2022, up 0.18% quarter-over-quarter.
- 13 funds opened new Capital Southwest positions in Q1 2022 and 15 closed out, a net change of -2 holders.
- The largest Capital Southwest buyer in Q1 2022 was VanEck Associates, an estimated $5.24M added.
- The largest Capital Southwest seller in Q1 2022 was Mackenzie Financial, an estimated $1.65M sold.
Based on aggregated 13F filings for Q1 2022.