Capital Southwest
CSWC
82 hedge funds and large institutions have $279M invested in Capital Southwest in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 3 closing their positions.
367% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 3
15% more funds holding
Funds holding: 71 → 82 (+11)
12% more capital invested
Capital invested by funds: $250M → $279M (+$28.8M)
4% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 27
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AR
Advisory Research
Chicago,
Illinois
|
+$20.5M |
| 2 |
RRC
Red Rocks Capital
Denver,
Colorado
|
+$4.62M |
| 3 |
Comerica Bank
Dallas,
Texas
|
+$4.28M |
| 4 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$2.06M |
| 5 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
+$1.18M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
-$3.38M |
| 2 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$2.12M |
| 3 |
Morgan Stanley
New York
|
-$1.37M |
| 4 |
Invesco
Atlanta,
Georgia
|
-$555K |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$540K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WCBA
76
Weaver C. Barksdale & Associates
Nashville,
Tennessee
| $6K | +$3.15K | +248 | +120% |
|
|
FNBT
77
FineMark National Bank & Trust
Fort Myers,
Florida
| $5K | +$4.7K | +370 | New |
|
|
SSG
78
Summit Securities Group
New York
| $4K | +$4.08K | +321 | New |
|
79
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $2K | +$1.73K | +136 | New |
|
80
BNP Paribas Financial Markets
Paris,
France
| $1.47K | -$5.23K | -412 | -78% |
|
|
WA
81
WealthTrust-Arizona
Scottsdale,
Arizona
| $1K | +$1.45K | +114 | New |
|
82
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $341 | +$7.79K | +613 | +2% |
|
|
HIM
83
Hillsdale Investment Management
Toronto,
Ontario, Canada
| – | -$262K | -20,430 | Closed |
|
|
PL
84
Parkwood LLC
Cleveland,
Ohio
| – | -$104K | -8,126 | Closed |
|
|
MA
85
MUFG Americas
New York
| – | -$33K | -2,615 | Closed |
|
CSWC Hedge Fund Activity: Q1 2014 in Review
82 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2014, worth a combined $279M — up 12% from $250M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new CSWC positions and 3 closed out — a net gain of 11 holders — while 28 added to existing stakes and 27 trimmed.
The largest buyer was Advisory Research, adding an estimated $20.5M. The largest seller was Vanguard Group, cutting an estimated $3.38M.
- 82 institutional investors held Capital Southwest (CSWC) as of Q1 2014, up from 71 in Q4 2013.
- Funds reported $279M of Capital Southwest stock for Q1 2014, up 12% quarter-over-quarter.
- 14 funds opened new Capital Southwest positions in Q1 2014 and 3 closed out, a net change of +11 holders.
- The largest Capital Southwest buyer in Q1 2014 was Advisory Research, an estimated $20.5M added.
- The largest Capital Southwest seller in Q1 2014 was Vanguard Group, an estimated $3.38M sold.
Based on aggregated 13F filings for Q1 2014.