Capital Southwest
CSWC
71 hedge funds and large institutions have $250M invested in Capital Southwest in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 22 reducing their positions, and 10 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
14% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 22
3% more capital invested
Capital invested by funds: $243M → $250M (+$7.02M)
3% less funds holding
Funds holding: 73 → 71 (-2)
20% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RRC
Red Rocks Capital
Denver,
Colorado
|
+$1.59M |
| 2 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$1.3M |
| 3 |
AI
Ariel Investments
Chicago,
Illinois
|
+$1.26M |
| 4 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
+$895K |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$795K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$1.33M |
| 2 |
BG
BlackRock Group
London,
United Kingdom
|
-$1.14M |
| 3 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$529K |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$526K |
| 5 |
PCM
Palisade Capital Management
Fort Lee,
New Jersey
|
-$513K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
ProShare Advisors
Bethesda,
Maryland
| – | -$292K | -23,282 | Closed |
|
|
RFC
77
Russell Frank Company
Seattle,
Washington
| – | -$135K | -10,765 | Closed |
|
|
BJ
78
BlackRock Japan
Tokyo,
Japan
| – | -$42K | -3,318 | Closed |
|
79
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$23K | -1,869 | Closed |
|
80
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$15K | -1,199 | Closed |
|
81
California Public Employees Retirement System
Sacramento,
California
| – | -$15K | -1,166 | Closed |
|
CSWC Hedge Fund Activity: Q4 2013 in Review
71 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2013, worth a combined $250M — up 2.9% from $243M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of CSWC and 8 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 25 added.
The largest buyer was Red Rocks Capital, opening a new position worth an estimated $1.59M. The largest seller was Goldman Sachs, cutting an estimated $1.33M.
- 71 institutional investors held Capital Southwest (CSWC) as of Q4 2013, down from 73 in Q3 2013.
- Funds reported $250M of Capital Southwest stock for Q4 2013, up 2.9% quarter-over-quarter.
- 8 funds opened new Capital Southwest positions in Q4 2013 and 10 closed out, a net change of -2 holders.
- The largest Capital Southwest buyer in Q4 2013 was Red Rocks Capital, an estimated $1.59M added.
- The largest Capital Southwest seller in Q4 2013 was Goldman Sachs, an estimated $1.33M sold.
Based on aggregated 13F filings for Q4 2013.