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Capital Southwest

142 hedge funds and large institutions have $262M invested in Capital Southwest in 2024 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 56 increasing their positions, 33 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $5.49M | Put options by funds: $2.48M

70% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 33

30% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 23

8% more capital invested

Capital invested by funds: $244M → $262M (+$18.3M)

4% more funds holding

Funds holding: 136142 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.29% less ownership

Funds ownership: 25.73%24.44% (-1.3%)

Holders
142
Holders Change
+6
Holders Change %
+4.41%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
56
Reduced
33
Closed
23
Calls
$5.49M
Puts
$2.48M
Net Calls
+$3.01M
Net Calls Change
+$1.41M
Name Holding Trade Value Shares
Change
Change in
Stake
CSC
51
Caldwell Sutter Capital
California
$1.08M
Osaic Holdings
52
Osaic Holdings
Arizona
$1.07M +$149K +6,113 +17%
HCA
53
Harbor Capital Advisors
Illinois
$1.05M +$1.03M +42,083 New
WI
54
Wintrust Investments
Illinois
$1M +$979K +40,150 New
OC
55
Oppenheimer & Co
New York
$996K -$18.4K -755 -2%
CSS
56
Cubist Systematic Strategies
Connecticut
$940K +$918K +37,647 New
Wells Fargo
57
Wells Fargo
California
$938K -$239K -9,799 -21%
CWM
58
Cornerstone Wealth Management
Missouri
$914K +$77.4K +3,174 +9%
TI
59
Trexquant Investment
Connecticut
$845K +$826K +33,855 New
Cambridge Investment Research Advisors
60
Cambridge Investment Research Advisors
Iowa
$828K +$121K +4,973 +18%
Invesco
61
Invesco
Georgia
$823K -$8.49M -347,992 -91%
CA
62
Cetera Advisors
Colorado
$719K +$394K +16,149 +128%
Canada Life
63
Canada Life
Manitoba, Canada
$689K -$212K -8,685 -24%
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
$634K -$158K -6,498 -20%
VEA
65
Virtus ETF Advisers
New York
$632K +$148K +6,081 +32%
SS
66
Sunbelt Securities
Texas
$609K +$121K +4,958 +26%
ASFA
67
All Season Financial Advisors
Colorado
$569K -$145K -5,959 -21%
RJT
68
Raymond James Trust
Florida
$563K +$127K +5,220 +30%
AWM
69
Apollon Wealth Management
South Carolina
$511K +$1.07K +44 +0.2%
Corient Private Wealth
70
Corient Private Wealth
Florida
$508K -$113K -4,637 -19%
Connor, Clark & Lunn Investment Management (CC&L)
71
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$463K +$153K +6,264 +51%
ACM
72
Aquatic Capital Management
Illinois
$462K +$14.6K +600 +3%
SIC
73
Samalin Investment Counsel
New York
$460K +$44K +1,805 +11%
1WM
74
1900 Wealth Management
Texas
$456K
BA
75
Bard Associates
Illinois
$454K -$8.05K -330 -2%

CSWC Hedge Fund Activity: Q1 2024 in Review

142 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2024, worth a combined $262M — up 7.5% from $244M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CSWC positions and 23 closed out — a net gain of 7 holders — while 56 added to existing stakes and 33 trimmed.

The largest buyer was Sanders Morris Harris, opening a new position worth an estimated $15.7M. The largest seller was Invesco, cutting an estimated $8.49M.

  • 142 institutional investors held Capital Southwest (CSWC) as of Q1 2024, up from 136 in Q4 2023.
  • Funds reported $262M of Capital Southwest stock for Q1 2024, up 7.5% quarter-over-quarter.
  • 30 funds opened new Capital Southwest positions in Q1 2024 and 23 closed out, a net change of +7 holders.
  • The largest Capital Southwest buyer in Q1 2024 was Sanders Morris Harris, an estimated $15.7M added.
  • The largest Capital Southwest seller in Q1 2024 was Invesco, an estimated $8.49M sold.

Based on aggregated 13F filings for Q1 2024.