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Capital Southwest

102 hedge funds and large institutions have $154M invested in Capital Southwest in 2022 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 10

141% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 17

17% more capital invested

Capital invested by funds: $132M → $154M (+$22.5M)

15% more funds holding

Funds holding: 89102 (+13)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.03% less ownership

Funds ownership: 28.29%28.26% (-0.03%)

23% less call options, than puts

Call options by funds: $1.4M | Put options by funds: $1.82M

Holders
102
Holders Change
+13
Holders Change %
+14.61%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
41
Reduced
17
Closed
10
Calls
$1.4M
Puts
$1.82M
Net Calls
-$420K
Net Calls Change
-$252K
Name Holding Trade Value Shares
Change
Change in
Stake
SS
51
Sunbelt Securities
Texas
$317K +$41.6K +2,325 +14%
1WM
52
1900 Wealth Management
Texas
$312K
SCA
53
SMH Capital Advisors
Texas
$307K +$321K +17,935 New
ASFA
54
All Season Financial Advisors
Colorado
$296K +$8.72K +488 +3%
QT
55
Quantbot Technologies
New York
$293K +$305K +17,035 +17,035%
HKAM
56
Horizon Kinetics Asset Management
New York
$291K
SFI
57
Susquehanna Fundamental Investments
Pennsylvania
$290K -$186K -10,412 -38%
FDS
58
First Dallas Securities
Texas
$282K +$295K +16,500 New
Osaic Holdings
59
Osaic Holdings
Arizona
$280K -$3.18K -178 -1%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$273K -$11.5K -642 -4%
HCM
61
Hodges Capital Management
Texas
$267K +$279K +15,620 New
US Bancorp
62
US Bancorp
Minnesota
$234K -$21.9K -1,226 -8%
BNP Paribas Financial Markets
63
BNP Paribas Financial Markets
France
$231K +$33.7K +1,886 +16%
GLA
64
Good Life Advisors
Pennsylvania
$221K +$9.74K +545 +4%
Mariner
65
Mariner
Kansas
$202K -$733 -41 -0.3%
Mirae Asset Global Investments
66
Mirae Asset Global Investments
South Korea
$201K
CWP
67
Core Wealth Partners
California
$197K +$206K +11,520 New
Geode Capital Management
68
Geode Capital Management
Massachusetts
$192K
RJFSA
69
Raymond James Financial Services Advisors
Florida
$191K +$4.61K +258 +2%
Brown Advisory
70
Brown Advisory
Maryland
$183K
JP Morgan Chase
71
JP Morgan Chase
New York
$182K -$192K -10,734 -50%
SBH
72
Segall Bryant & Hamill
Illinois
$182K
DTL
73
Dynamic Technology Lab
Singapore
$179K +$187K +10,451 New
State Farm Mutual Automobile Insurance
74
State Farm Mutual Automobile Insurance
Illinois
$171K
Bank of America
75
Bank of America
North Carolina
$105K +$23.2K +1,298 +27%

CSWC Hedge Fund Activity: Q4 2022 in Review

102 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2022, worth a combined $154M — up 17% from $132M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new CSWC positions and 10 closed out — a net gain of 15 holders — while 41 added to existing stakes and 17 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $10.3M. The largest seller was Deutsche Bank, exiting entirely with an estimated $11.9M sold.

  • 102 institutional investors held Capital Southwest (CSWC) as of Q4 2022, up from 89 in Q3 2022.
  • Funds reported $154M of Capital Southwest stock for Q4 2022, up 17% quarter-over-quarter.
  • 25 funds opened new Capital Southwest positions in Q4 2022 and 10 closed out, a net change of +15 holders.
  • The largest Capital Southwest buyer in Q4 2022 was Invesco, an estimated $10.3M added.
  • The largest Capital Southwest seller in Q4 2022 was Deutsche Bank, an estimated $11.9M sold.

Based on aggregated 13F filings for Q4 2022.