We are live on ! Find out more
CSWC icon

Capital Southwest
CSWC

69 hedge funds and large institutions have $177M invested in Capital Southwest in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

5% more funds holding

Funds holding: 66 → 69 (+3)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1% less capital invested

Capital invested by funds: $179M → $177M (-$2.47M)

3.08% less ownership

Funds ownership: 48.94% → 45.87% (-3.1%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
1.51%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
10
Increased
19
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$2.59M
2
Creative Planning
Creative Planning
Kansas
+$2.38M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.01M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$541K
5
OAM
Oxford Asset Management
United Kingdom
+$434K

Top Sellers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
-$8.05M
2
ZIG
Zuckerman Investment Group
Illinois
-$3.35M
3
MCP
Moab Capital Partners
New York
-$3.13M
4
AG
Advisor Group
Arizona
-$1.47M
5
SMH
Sanders Morris Harris
Texas
-$495K
Name Holding Trade Value Shares
Change 		Change in
Stake
SBH
51
Segall Bryant & Hamill
Illinois
$232K – – –
AG
52
Advisor Group
Arizona
$217K -$1.47M -68,010 -87%
CAG
53
Csenge Advisory Group
Florida
$204K +$201K +9,336 New
WKWM
54
Walter & Keenan Wealth Management
Indiana
$196K +$194K +9,000 New
AIM
55
Advantage Investment Management
Iowa
$173K +$146K +6,778 +576%
Victory Capital Management
56
Victory Capital Management
Texas
$60K +$59.1K +2,742 New
PGAM
57
Princeton Global Asset Management
New Jersey
$52K – – –
TRCT
58
Tower Research Capital (TRC)
New York
$43K +$36K +1,668 +521%
VFA
59
Valeo Financial Advisors
Indiana
$36K +$798 +37 +2%
APA
60
American Portfolios Advisors
New York
$25.7K – – –
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$22K – – –
QT
62
Quantamental Technologies
New York
$22K +$21.5K +998 New
MBTD
63
Mechanics Bank - Trust Department
California
$21K +$20.7K +960 New
PFGIA
64
Patriot Financial Group Insurance Agency
Massachusetts
$11K – – –
VRM
65
Vectors Research Management
New York
$11K – – –
TFA
66
Toth Financial Advisory
Virginia
$7K – – –
Barclays
67
Barclays
United Kingdom
$7K +$6.47K +300 New
BFEC
68
Benjamin F. Edwards & Company
Missouri
$1K – – –
California Public Employees Retirement System
69
California Public Employees Retirement System
California
– -$465K -22,200 Closed
EGA
70
Eagle Global Advisors
Texas
– -$254K -12,110 Closed
Marshall Wace
71
Marshall Wace
United Kingdom
– -$253K -12,087 Closed
AG
72
Aperio Group
California
– -$208K -9,918 Closed
CF
73
Centaurus Financial
California
– -$179K -8,545 Closed
OSNBOA
74
Old Second National Bank of Aurora
Illinois
– -$10K -500 Closed
1 2
3

CSWC Hedge Fund Activity: Q3 2019 in Review

69 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2019, worth a combined $177M — down 1.4% from $179M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CSWC positions and 6 closed out — a net gain of 4 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Millennium Management, adding an estimated $2.59M. The largest seller was Ariel Investments, cutting an estimated $8.05M.

  • 69 institutional investors held Capital Southwest (CSWC) as of Q3 2019, up from 66 in Q2 2019.
  • Funds reported $177M of Capital Southwest stock for Q3 2019, down 1.4% quarter-over-quarter.
  • 10 funds opened new Capital Southwest positions in Q3 2019 and 6 closed out, a net change of +4 holders.
  • The largest Capital Southwest buyer in Q3 2019 was Millennium Management, an estimated $2.59M added.
  • The largest Capital Southwest seller in Q3 2019 was Ariel Investments, an estimated $8.05M sold.

Based on aggregated 13F filings for Q3 2019.