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Capital Southwest

142 hedge funds and large institutions have $262M invested in Capital Southwest in 2024 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 56 increasing their positions, 33 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $5.49M | Put options by funds: $2.48M

70% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 33

30% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 23

8% more capital invested

Capital invested by funds: $244M → $262M (+$18.3M)

4% more funds holding

Funds holding: 136142 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.29% less ownership

Funds ownership: 25.73%24.44% (-1.3%)

Holders
142
Holders Change
+6
Holders Change %
+4.41%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
56
Reduced
33
Closed
23
Calls
$5.49M
Puts
$2.48M
Net Calls
+$3.01M
Net Calls Change
+$1.41M
Name Holding Trade Value Shares
Change
Change in
Stake
Sumitomo Mitsui Trust Group
26
Sumitomo Mitsui Trust Group
Japan
$2.36M +$559K +22,915 +32%
RJA
27
Raymond James & Associates
Florida
$2.09M -$488K -20,008 -19%
FCM
28
FJ Capital Management
Virginia
$2.05M +$2M +82,205 New
MCM
29
Moerus Capital Management
New York
$2.05M -$332K -13,633 -14%
ATC
30
Argent Trust Co
Tennessee
$1.97M +$258K +10,569 +15%
RWA
31
Redmont Wealth Advisors
Illinois
$1.96M -$35.7K -1,465 -2%
Millennium Management
32
Millennium Management
New York
$1.91M -$540K -22,165 -22%
HCM
33
Hodges Capital Management
Texas
$1.81M +$117K +4,813 +7%
MC
34
Muzinich & Co
New York
$1.78M
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$1.75M +$609K +24,968 +55%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$1.7M +$1.66M +67,965 New
FIA
37
Foundations Investment Advisors
Arizona
$1.63M +$266K +10,895 +20%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.63M -$32.4K -1,330 -2%
SSA
39
Schonfeld Strategic Advisors
New York
$1.58M +$1.55M +63,500 New
CAM
40
Cozad Asset Management
Illinois
$1.56M +$1.52M +62,370 New
Jane Street
41
Jane Street
New York
$1.5M +$1.46M +60,059 New
UBS Group
42
UBS Group
Switzerland
$1.41M +$229K +9,411 +20%
FDS
43
First Dallas Securities
Texas
$1.33M +$88.3K +3,621 +7%
JF
44
Jump Financial
Illinois
$1.27M +$30.8K +1,263 +3%
BRWA
45
B. Riley Wealth Advisors
Florida
$1.27M +$22.5K +923 +2%
Barclays
46
Barclays
United Kingdom
$1.24M +$1.19M +48,859 +7,599%
MAA
47
Mraz Amerine & Associates
California
$1.17M -$70.4K -2,886 -6%
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
$1.13M +$249K +10,216 +29%
HF
49
HRT Financial
New York
$1.13M +$711K +29,156 +182%
KAS
50
Kestra Advisory Services
Texas
$1.09M +$6.83K +280 +0.6%

CSWC Hedge Fund Activity: Q1 2024 in Review

142 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2024, worth a combined $262M — up 7.5% from $244M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CSWC positions and 23 closed out — a net gain of 7 holders — while 56 added to existing stakes and 33 trimmed.

The largest buyer was Sanders Morris Harris, opening a new position worth an estimated $15.7M. The largest seller was Invesco, cutting an estimated $8.49M.

  • 142 institutional investors held Capital Southwest (CSWC) as of Q1 2024, up from 136 in Q4 2023.
  • Funds reported $262M of Capital Southwest stock for Q1 2024, up 7.5% quarter-over-quarter.
  • 30 funds opened new Capital Southwest positions in Q1 2024 and 23 closed out, a net change of +7 holders.
  • The largest Capital Southwest buyer in Q1 2024 was Sanders Morris Harris, an estimated $15.7M added.
  • The largest Capital Southwest seller in Q1 2024 was Invesco, an estimated $8.49M sold.

Based on aggregated 13F filings for Q1 2024.