CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

109 hedge funds and large institutions have $163M invested in Capital Southwest in 2023 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 35 increasing their positions, 26 reducing their positions, and 9 closing their positions.

Holders
109
Holders Change
+8
Holders Change %
+7.92%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
18
Increased
35
Reduced
26
Closed
9
Calls
$5.14M
Puts
$2.23M
Net Calls
+$2.91M
Net Calls Change
+$4.22M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$4.34M
2
VanEck Associates
2
VanEck Associates
New York
$11.7M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$1.22M
4
QC
4
Quadrature Capital
United Kingdom
$1.58M
5
RWA
5
Redmont Wealth Advisors
Illinois
$897K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$419K
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$2.9M
3
Invesco
3
Invesco
Georgia
$9.76M
4
LCWP
4
Legacy Capital Wealth Partners
Arkansas
$0
5
SMH
5
Sanders Morris Harris
Texas
$13.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
$1.4M +$137K +6,962 +11%
Morgan Stanley
27
Morgan Stanley
New York
$1.27M +$569K +28,830 +81%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$1.22M +$1.22M +61,742 New
PI
29
Putnam Investments
Massachusetts
$1.03M +$28K +1,420 +3%
MAA
30
Mraz Amerine & Associates
California
$1.01M -$1.3K -66 -0.1%
JPMPWA
31
J.P. Morgan Private Wealth Advisors
California
$907K – – –
RWA
32
Redmont Wealth Advisors
Illinois
$897K +$897K +45,473 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$883K +$231K +11,714 +35%
Wells Fargo
34
Wells Fargo
California
$877K +$301K +15,273 +52%
CSC
35
Caldwell Sutter Capital
California
$852K – – –
EMFAT
36
Emerald Mutual Fund Advisers Trust
Pennsylvania
$798K – – –
UBS Group
37
UBS Group
Switzerland
$781K +$68.4K +3,466 +10%
Osaic Holdings
38
Osaic Holdings
Arizona
$753K +$285K +14,410 +61%
CSS
39
Cubist Systematic Strategies
Connecticut
$753K +$753K +38,196 New
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$744K +$48.9K +2,482 +7%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$728K -$39.6K -2,008 -5%
AR
42
Advisory Research
Illinois
$726K -$111K -5,626 -13%
KAS
43
Kestra Advisory Services
Texas
$696K -$39.9K -2,021 -5%
Canada Life
44
Canada Life
Manitoba, Canada
$602K +$27.9K +1,405 +5%
CWM
45
Cornerstone Wealth Management
Missouri
$573K +$43.8K +2,219 +8%
ASFA
46
All Season Financial Advisors
Colorado
$551K +$868 +44 +0.2%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$534K +$97.6K +4,951 +22%
Corient Private Wealth
48
Corient Private Wealth
Florida
$487K -$19.6K -993 -4%
FDS
49
First Dallas Securities
Texas
$444K – – –
Sumitomo Mitsui Trust Group
50
Sumitomo Mitsui Trust Group
Japan
$422K +$422K +21,386 New
1
2
3 4 5