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Capital Southwest

101 hedge funds and large institutions have $145M invested in Capital Southwest in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 102101 (-1)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

4.61% less ownership

Funds ownership: 28.26%23.65% (-4.6%)

6% less capital invested

Capital invested by funds: $154M → $145M (-$9.74M)

48% less call options, than puts

Call options by funds: $1.4M | Put options by funds: $2.71M

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
38
Reduced
22
Closed
16
Calls
$1.4M
Puts
$2.71M
Net Calls
-$1.31M
Net Calls Change
-$891K
Name Holding Trade Value Shares
Change
Change in
Stake
LCWP
26
Legacy Capital Wealth Partners
Arkansas
$1.19M +$87.7K +4,764 +8%
BRWA
27
B. Riley Wealth Advisors
Florida
$1.14M +$43K +2,336 +4%
MAA
28
Mraz Amerine & Associates
California
$908K +$132K +7,169 +16%
PI
29
Putnam Investments
Massachusetts
$900K +$931K +50,599 New
JMPWA
30
JP Morgan Private Wealth Advisors
California
$818K
CSC
31
Caldwell Sutter Capital
California
$769K +$12.9K +700 +2%
AR
32
Advisory Research
Illinois
$755K +$110K +5,973 +16%
EMFAT
33
Emerald Mutual Fund Advisers Trust
Pennsylvania
$720K +$745K +40,470 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$692K +$148K +8,016 +26%
KAS
35
Kestra Advisory Services
Texas
$664K +$46.6K +2,532 +7%
UBS Group
36
UBS Group
Switzerland
$643K +$126K +6,860 +23%
Morgan Stanley
37
Morgan Stanley
New York
$632K -$245K -13,285 -27%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$627K +$255K +13,836 +65%
Wells Fargo
39
Wells Fargo
California
$519K +$446K +24,245 +491%
Canada Life
40
Canada Life
Manitoba, Canada
$516K -$59.1K -3,210 -10%
ASFA
41
All Season Financial Advisors
Colorado
$496K +$195K +10,580 +61%
CWM
42
Cornerstone Wealth Management
Missouri
$477K +$494K +26,840 New
QC
43
Quadrature Capital
United Kingdom
$473K -$254K -13,785 -34%
Corient Private Wealth
44
Corient Private Wealth
Florida
$456K +$1.68K +91 +0.4%
VEA
45
Virtus ETF Advisers
New York
$452K +$66.3K +3,602 +17%
Osaic Holdings
46
Osaic Holdings
Arizona
$420K +$134K +7,298 +45%
FDS
47
First Dallas Securities
Texas
$400K +$110K +6,000 +36%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$393K -$15.5K -842 -4%
HCM
49
Hodges Capital Management
Texas
$356K +$87.4K +4,751 +30%
Bank of America
50
Bank of America
North Carolina
$344K +$243K +13,209 +215%

CSWC Hedge Fund Activity: Q1 2023 in Review

101 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2023, worth a combined $145M — down 6.3% from $154M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of CSWC and 15 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 38 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.9M. The largest seller was Millennium Management, cutting an estimated $9.63M.

  • 101 institutional investors held Capital Southwest (CSWC) as of Q1 2023, down from 102 in Q4 2022.
  • Funds reported $145M of Capital Southwest stock for Q1 2023, down 6.3% quarter-over-quarter.
  • 15 funds opened new Capital Southwest positions in Q1 2023 and 16 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q1 2023 was Punch & Associates Investment Management, an estimated $1.9M added.
  • The largest Capital Southwest seller in Q1 2023 was Millennium Management, an estimated $9.63M sold.

Based on aggregated 13F filings for Q1 2023.