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Capital Southwest
CSWC

Overview Fund Activity

101 hedge funds and large institutions have $145M invested in Capital Southwest in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 22 reducing their positions, and 16 closing their positions.

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
38
Reduced
22
Closed
16
Calls
$1.4M
Puts
$2.71M
Net Calls
-$1.31M
Net Calls Change
-$891K

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.1M
2
GG
2
Golden Green
South Carolina
$1.75M
3
VanEck Associates
3
VanEck Associates
New York
$8.93M
4
PI
4
Putnam Investments
Massachusetts
$900K
5
GA
5
GraniteShares Advisors
New York
$1.47M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.26M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.7K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$4.54M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCWP
26
Legacy Capital Wealth Partners
Arkansas
$1.19M +$84.7K +4,764 +8%
BRWA
27
B. Riley Wealth Advisors
Florida
$1.14M +$41.5K +2,336 +4%
MAA
28
Mraz Amerine & Associates
California
$908K +$127K +7,169 +16%
PI
29
Putnam Investments
Massachusetts
$900K +$900K +50,599 New
JPMPWA
30
J.P. Morgan Private Wealth Advisors
California
$818K – – –
CSC
31
Caldwell Sutter Capital
California
$769K +$12.4K +700 +2%
AR
32
Advisory Research
Illinois
$755K +$106K +5,973 +16%
EMFAT
33
Emerald Mutual Fund Advisers Trust
Pennsylvania
$720K +$720K +40,470 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$692K +$143K +8,016 +26%
KAS
35
Kestra Advisory Services
Texas
$664K +$45K +2,532 +7%
UBS Group
36
UBS Group
Switzerland
$643K +$122K +6,860 +23%
Morgan Stanley
37
Morgan Stanley
New York
$632K -$236K -13,285 -27%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$627K +$246K +13,836 +65%
Wells Fargo
39
Wells Fargo
California
$519K +$431K +24,245 +491%
Canada Life
40
Canada Life
Manitoba, Canada
$516K -$57.2K -3,210 -10%
ASFA
41
All Season Financial Advisors
Colorado
$496K +$188K +10,580 +61%
CWM
42
Cornerstone Wealth Management
Missouri
$477K +$477K +26,840 New
QC
43
Quadrature Capital
United Kingdom
$473K -$245K -13,785 -34%
Corient Private Wealth
44
Corient Private Wealth
Florida
$456K +$1.62K +91 +0.4%
VEA
45
Virtus ETF Advisers
New York
$452K +$64K +3,602 +17%
Osaic Holdings
46
Osaic Holdings
Arizona
$420K +$129K +7,298 +45%
FDS
47
First Dallas Securities
Texas
$400K +$107K +6,000 +36%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$393K -$15K -842 -4%
HCM
49
Hodges Capital Management
Texas
$356K +$83K +4,751 +30%
Bank of America
50
Bank of America
North Carolina
$344K +$235K +13,209 +215%
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