Capital Southwest
CSWC
60 hedge funds and large institutions have $80.2M invested in Capital Southwest in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 25 reducing their positions, and 12 closing their positions.
4,188% more call options, than puts
Call options by funds: $343K | Put options by funds: $8K
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less capital invested
Capital invested by funds: $83.1M → $80.2M (-$2.97M)
3.33% less ownership
Funds ownership: 34.26% → 30.93% (-3.3%)
10% less funds holding
Funds holding: 67 → 60 (-7)
36% less repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 25
58% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VanEck Associates
New York
|
+$326K |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$209K |
| 3 |
LPL Financial
San Diego,
California
|
+$202K |
| 4 |
Legal & General Group
London,
United Kingdom
|
+$189K |
| 5 |
SBH
Segall Bryant & Hamill
Chicago,
Illinois
|
+$150K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$1.24M |
| 2 |
Millennium Management
New York
|
-$1.24M |
| 3 |
Two Sigma Advisers
New York
|
-$581K |
| 4 |
SMH
Sanders Morris Harris
Houston,
Texas
|
-$577K |
| 5 |
VEA
Virtus ETF Advisers
New York
|
-$457K |
CSWC Hedge Fund Activity: Q3 2020 in Review
60 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2020, worth a combined $80.2M — down 3.6% from $83.1M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of CSWC and 5 opened new positions — a net loss of 7 holders — while 25 trimmed existing stakes and 16 added.
The largest buyer was VanEck Associates, adding an estimated $326K. The largest seller was Punch & Associates Investment Management, cutting an estimated $1.24M.
- 60 institutional investors held Capital Southwest (CSWC) as of Q3 2020, down from 67 in Q2 2020.
- Funds reported $80.2M of Capital Southwest stock for Q3 2020, down 3.6% quarter-over-quarter.
- 5 funds opened new Capital Southwest positions in Q3 2020 and 12 closed out, a net change of -7 holders.
- The largest Capital Southwest buyer in Q3 2020 was VanEck Associates, an estimated $326K added.
- The largest Capital Southwest seller in Q3 2020 was Punch & Associates Investment Management, an estimated $1.24M sold.
Based on aggregated 13F filings for Q3 2020.