CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

60 hedge funds and large institutions have $80.2M invested in Capital Southwest in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 25 reducing their positions, and 12 closing their positions.

Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
16
Reduced
25
Closed
12
Calls
$343K
Puts
$8K
Net Calls
+$335K
Net Calls Change
+$530K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$3.24M
2
RJA
2
Raymond James & Associates
Florida
$209K
3
LPL Financial
3
LPL Financial
California
$425K
4
Legal & General Group
4
Legal & General Group
United Kingdom
$1.79M
5
SBH
5
Segall Bryant & Hamill
Illinois
$150K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.12M
3
SMH
3
Sanders Morris Harris
Texas
$11.8M
4
VEA
4
Virtus ETF Advisers
New York
$208K
5
Wells Fargo
5
Wells Fargo
California
$56K
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$421K -$49.7K -3,538 -11%
RIG
27
Roosevelt Investment Group
New York
$366K -$17K -1,209 -4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$357K +$84 +6 +0%
Osaic Holdings
29
Osaic Holdings
Arizona
$320K +$27.8K +1,985 +10%
WS
30
Wedbush Securities
California
$305K +$56.2K +4,000 +23%
HKAM
31
Horizon Kinetics Asset Management
New York
$259K -$2.82K -200 -1%
CG
32
Colony Group
Massachusetts
$252K +$351 +25 +0.1%
BA
33
Bard Associates
Illinois
$246K -$4.22K -300 -2%
CAG
34
Csenge Advisory Group
Florida
$233K +$51.9K +3,626 +29%
Two Sigma Investments
35
Two Sigma Investments
New York
$212K -$263K -18,767 -55%
RJA
36
Raymond James & Associates
Florida
$209K +$209K +14,865 New
VEA
37
Virtus ETF Advisers
New York
$208K -$457K -32,485 -69%
US Bancorp
38
US Bancorp
Minnesota
$192K -$28K -2,000 -13%
Geode Capital Management
39
Geode Capital Management
Massachusetts
$172K – – –
WGA
40
Weather Gauge Advisory
Virginia
$171K +$2.7K +192 +2%
Brown Advisory
41
Brown Advisory
Maryland
$150K – – –
SBH
42
Segall Bryant & Hamill
Illinois
$150K +$150K +10,664 New
AIM
43
Aigen Investment Management
New York
$149K -$79.2K -5,644 -35%
CF
44
Centaurus Financial
California
$111K +$2.64K +188 +2%
Canada Life
45
Canada Life
Manitoba, Canada
$101K +$9.74K +691 +11%
Wells Fargo
46
Wells Fargo
California
$56K -$388K -27,726 -87%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$38K – – –
TH
48
TCTC Holdings
Texas
$30K – – –
SIS
49
Sound Income Strategies
Florida
$29K – – –
APA
50
American Portfolios Advisors
New York
$16.6K – – –
1
2
3