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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFN
201
Aberdeen India Fund
IFN
$495M
$6.41K ﹤0.01%
433
+340
+366% +$5.45K
COST icon
202
Costco
COST
$432B
$6.39K ﹤0.01%
14
– –
VRTX icon
203
Vertex Pharmaceuticals
VRTX
$123B
$6.35K ﹤0.01%
22
– –
KSA icon
204
iShares MSCI Saudi Arabia ETF
KSA
$612M
$6.3K ﹤0.01%
167
+14
+9% +$566
GGZ
205
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$6.25K ﹤0.01%
557
– –
AMZN icon
206
Amazon
AMZN
$2.44T
$6.22K ﹤0.01%
74
-13
-15% -$1.28K
KF
207
Korea Fund
KF
$216M
$6K ﹤0.01%
288
+180
+167% +$4K
AMT icon
208
American Tower
AMT
$83.5B
$5.93K ﹤0.01%
28
-15
-35% -$3.12K
CVE icon
209
Cenovus Energy
CVE
$54.2B
$5.9K ﹤0.01%
304
+124
+69% +$2.38K
CARR icon
210
Carrier Global
CARR
$49.4B
$5.86K ﹤0.01%
142
– –
WEC icon
211
WEC Energy
WEC
$36.3B
$5.81K ﹤0.01%
62
– –
GLW icon
212
Corning
GLW
$107B
$5.78K ﹤0.01%
181
– –
REGN icon
213
Regeneron Pharmaceuticals
REGN
$72.9B
$5.77K ﹤0.01%
8
– –
POOL icon
214
Pool Corp
POOL
$7.05B
$5.74K ﹤0.01%
19
+5
+36% +$1.58K
NDSN icon
215
Nordson
NDSN
$16.4B
$5.71K ﹤0.01%
24
+2
+9% +$457
JEQ
216
DELISTED
abrdn Japan Equity Fund
JEQ
$5.66K ﹤0.01%
1,071
+10
+0.9% +$54
AMAT icon
217
Applied Materials
AMAT
$347B
$5.65K ﹤0.01%
58
+12
+26% +$1.15K
COO icon
218
Cooper Companies
COO
$14.2B
$5.62K ﹤0.01%
68
+20
+42% +$1.48K
PFE icon
219
Pfizer
PFE
$143B
$5.58K ﹤0.01%
109
– –
ZTS icon
220
Zoetis
ZTS
$32.7B
$5.42K ﹤0.01%
37
– –
EEA
221
European Equity Fund
EEA
$73.6M
$5.38K ﹤0.01%
718
-10
-1% -$73
BSY icon
222
Bentley Systems
BSY
$11.2B
$5.36K ﹤0.01%
145
+6
+4% +$217
WMB icon
223
Williams Companies
WMB
$85.8B
$5.33K ﹤0.01%
162
+28
+21% +$912
BTI icon
224
British American Tobacco
BTI
$136B
$5.32K ﹤0.01%
133
– –
CP icon
225
Canadian Pacific Kansas City
CP
$81B
$5.3K ﹤0.01%
71
+43
+154% +$3.23K
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.