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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
201
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$38K 0.01%
1,550
+23
+2% +$570
GE icon
202
GE Aerospace
GE
$369B
$36K 0.01%
556
-90
-14% -$6.67K
BIT icon
203
BlackRock Multi-Sector Income Trust
BIT
$693M
$35K 0.01%
2,100
– –
MN
204
DELISTED
MANNING & NAPIER, INC.
MN
$35K 0.01%
10,000
+4,100
+69% +$14.7K
JCE icon
205
Nuveen Core Equity Alpha Fund
JCE
$274M
$34K 0.01%
2,329
+243
+12% +$3.62K
AEG icon
206
Aegon
AEG
$13.4B
$32K 0.01%
5,858
+2,253
+62% +$12.4K
LDF
207
DELISTED
Latin American Discovery Fund
LDF
$32K 0.01%
2,593
– –
MMD
208
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$31K 0.01%
+1,666
New +$32K
RCG
209
RENN Fund
RCG
$21.4M
$30K 0.01%
22,847
– –
GAB icon
210
Gabelli Equity Trust
GAB
$1.75B
$29K 0.01%
4,784
+114
+2% +$703
SLB icon
211
SLB Ltd
SLB
$74.5B
$29K 0.01%
445
+75
+20% +$5.24K
ZF
212
DELISTED
Virtus Total Return Fund Inc.
ZF
$29K 0.01%
2,612
+28
+1% +$321
ISL
213
DELISTED
Aberdeen Israel Fund
ISL
$29K 0.01%
1,500
– –
ASG
214
Liberty All-Star Growth Fund
ASG
$321M
$28K 0.01%
4,635
+186
+4% +$1.1K
FTI icon
215
TechnipFMC
FTI
$29.1B
$27K 0.01%
1,251
+137
+12% +$3.17K
APF
216
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$27K 0.01%
1,502
– –
GCH
217
DELISTED
Aberdeen Greater China Fund
GCH
$27K 0.01%
2,000
– –
CELG
218
DELISTED
Celgene Corp
CELG
$27K 0.01%
300
– –
BMRN icon
219
BioMarin Pharmaceuticals
BMRN
$12B
$26K 0.01%
316
+105
+50% +$9.01K
NTES icon
220
NetEase
NTES
$82.7B
$26K 0.01%
455
+160
+54% +$10K
CLM icon
221
Cornerstone Strategic Value Fund
CLM
$2.19B
$25K 0.01%
1,675
+73
+5% +$1.12K
IFN
222
Aberdeen India Fund
IFN
$495M
$25K 0.01%
1,000
– –
GRR
223
DELISTED
Asia Tigers Fund
GRR
$25K 0.01%
2,000
– –
INO icon
224
Inovio Pharmaceuticals
INO
$83.9M
$24K 0.01%
417
– –
SWZ
225
Swiss Helvetia Fund
SWZ
$76.7M
$24K 0.01%
1,950
– –
7 8
9
10 11

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.