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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAP icon
176
Credicorp
BAP
$30.5B
– –
-17
Closed -$2.17K
BBVA icon
177
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
– –
-3,179
Closed -$25.6K
BFAM icon
178
Bright Horizons
BFAM
$4.35B
– –
-38
Closed -$3.1K
BG icon
179
Bunge Global
BG
$20.9B
– –
-44
Closed -$4.76K
BIDU icon
180
Baidu
BIDU
$35.7B
– –
-14
Closed -$1.88K
BKR icon
181
Baker Hughes
BKR
$58.3B
– –
-1,342
Closed -$47.4K
BLK icon
182
Blackrock
BLK
$167B
– –
-6
Closed -$3.88K
BMY icon
183
Bristol-Myers Squibb
BMY
$129B
– –
-1,700
Closed -$98.7K
BP icon
184
BP
BP
$112B
– –
-161
Closed -$6.23K
BSAC icon
185
Banco Santander Chile
BSAC
$16.1B
– –
-111
Closed -$2.04K
BSY icon
186
Bentley Systems
BSY
$11.2B
– –
-150
Closed -$7.52K
BTI icon
187
British American Tobacco
BTI
$136B
– –
-133
Closed -$4.18K
BX icon
188
Blackstone
BX
$104B
– –
-48
Closed -$5.14K
CAF
189
Morgan Stanley China A Share Fund
CAF
$326M
– –
-207
Closed -$2.58K
CARR icon
190
Carrier Global
CARR
$49.4B
– –
-127
Closed -$7.01K
CAT icon
191
Caterpillar
CAT
$361B
– –
-29
Closed -$7.92K
CB icon
192
Chubb
CB
$140B
– –
-34
Closed -$7.08K
CCI icon
193
Crown Castle
CCI
$34.6B
– –
-51
Closed -$4.69K
CHE icon
194
Chemed
CHE
$7.16B
– –
-7
Closed -$3.64K
CHH icon
195
Choice Hotels
CHH
$5.26B
– –
-29
Closed -$3.55K
CHT icon
196
Chunghwa Telecom
CHT
$33.5B
– –
-104
Closed -$3.74K
CME icon
197
CME Group
CME
$95.4B
– –
-27
Closed -$5.41K
CNI icon
198
Canadian National Railway
CNI
$78.5B
– –
-457
Closed -$49.5K
COO icon
199
Cooper Companies
COO
$14.2B
– –
-68
Closed -$5.41K
COP icon
200
ConocoPhillips
COP
$144B
– –
-43
Closed -$5.15K
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.