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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
176
Itaú Unibanco
ITUB
$93.2B
$9K ﹤0.01%
2,892
– –
RTX icon
177
RTX Corp
RTX
$290B
$9K ﹤0.01%
148
– –
INFO
178
DELISTED
IHS Markit Ltd. Common Shares
INFO
$9K ﹤0.01%
142
– –
INTU icon
179
Intuit
INTU
$86.5B
$8K ﹤0.01%
33
+8
+32% +$2.17K
MCD icon
180
McDonald's
MCD
$192B
$8K ﹤0.01%
50
+5
+11% +$985
MDT icon
181
Medtronic
MDT
$109B
$8K ﹤0.01%
89
+18
+25% +$1.92K
NOC icon
182
Northrop Grumman
NOC
$77.1B
$8K ﹤0.01%
28
+1
+4% +$348
PACK icon
183
Ranpak Holdings
PACK
$438M
$8K ﹤0.01%
+1,309
New +$10K
PHG icon
184
Philips
PHG
$25.7B
$8K ﹤0.01%
257
– –
ZTS icon
185
Zoetis
ZTS
$32.4B
$8K ﹤0.01%
65
– –
AMT icon
186
American Tower
AMT
$80.8B
$7K ﹤0.01%
30
– –
BNS icon
187
Scotiabank
BNS
$107B
$7K ﹤0.01%
167
– –
EWJ icon
188
iShares MSCI Japan ETF
EWJ
$21.9B
$7K ﹤0.01%
+138
New +$7.59K
FIS icon
189
Fidelity National Information Services
FIS
$23.1B
$7K ﹤0.01%
+61
New +$8.47K
GF
190
New Germany Fund
GF
$182M
$7K ﹤0.01%
634
-90,128
-99% -$1.28M
HD icon
191
Home Depot
HD
$331B
$7K ﹤0.01%
40
– –
PUK icon
192
Prudential
PUK
$37.6B
$7K ﹤0.01%
279
– –
RELX icon
193
RELX
RELX
$61.8B
$7K ﹤0.01%
328
– –
RY icon
194
Royal Bank of Canada
RY
$291B
$7K ﹤0.01%
118
– –
SNY icon
195
Sanofi
SNY
$103B
$7K ﹤0.01%
162
+27
+20% +$1.29K
TD icon
196
Toronto Dominion Bank
TD
$198B
$7K ﹤0.01%
167
– –
TM icon
197
Toyota
TM
$224B
$7K ﹤0.01%
56
– –
AEP icon
198
American Electric Power
AEP
$69.6B
$6K ﹤0.01%
73
+19
+35% +$1.8K
ALLE icon
199
Allegion
ALLE
$13.4B
$6K ﹤0.01%
66
– –
BDX icon
200
Becton Dickinson
BDX
$45.6B
$6K ﹤0.01%
28
– –
6 7
8
9 10

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.