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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
176
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$53K 0.02%
5,229
+2,314
+79% +$22.9K
EMD
177
Western Asset Emerging Markets Debt Fund
EMD
$613M
$52K 0.02%
3,811
– –
MDY icon
178
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$52K 0.02%
150
– –
NVS icon
179
Novartis
NVS
$304B
$52K 0.02%
691
+37
+6% +$2.97K
MNE
180
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$52K 0.02%
3,850
+3,750
+3,750% +$49.2K
ASA
181
ASA Gold and Precious Metals
ASA
$941M
$51K 0.02%
5,015
– –
EQIX icon
182
Equinix
EQIX
$102B
$50K 0.02%
110
+24
+28% +$9.77K
QQQ icon
183
Invesco QQQ Trust
QQQ
$445B
$49K 0.02%
270
– –
SGMO
184
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$48K 0.02%
5,000
– –
SU icon
185
Suncor Energy
SU
$75.4B
$48K 0.02%
1,468
+419
+40% +$13.6K
TIP icon
186
iShares TIPS Bond ETF
TIP
$14.5B
$46K 0.02%
410
– –
FAX
187
abrdn Asia-Pacific Income Fund
FAX
$595M
$44K 0.02%
1,725
– –
CEE
188
Central and Eastern Europe Fund
CEE
$136M
$43K 0.02%
1,791
+8
+0.4% +$193
DMF
189
DELISTED
BNY Mellon Municipal Income
DMF
$42K 0.02%
5,000
– –
GDL
190
GDL Fund
GDL
$91.7M
$41K 0.02%
4,263
+44
+1% +$413
ASML icon
191
ASML
ASML
$608B
$40K 0.01%
215
+115
+115% +$20.4K
NSL
192
DELISTED
NUVEEN SENIOR INCM FD
NSL
$40K 0.01%
6,857
+5,457
+390% +$31.8K
BBVA icon
193
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$37K 0.01%
6,523
+1,380
+27% +$8.13K
BIDU icon
194
Baidu
BIDU
$35.6B
$37K 0.01%
222
+47
+27% +$7.87K
NMT icon
195
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$131M
$37K 0.01%
2,983
– –
QQQX icon
196
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$37K 0.01%
1,664
+34
+2% +$743
JCE icon
197
Nuveen Core Equity Alpha Fund
JCE
$280M
$35K 0.01%
2,520
+58
+2% +$778
EMO
198
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$34K 0.01%
708
– –
GAB icon
199
Gabelli Equity Trust
GAB
$1.76B
$32K 0.01%
5,310
+127
+2% +$732
PMM
200
Franklin Managed Municipal Income Trust
PMM
$271M
$28K 0.01%
3,694
-7,100
-66% -$51.4K
6 7
8
9 10

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.