TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+10.84%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$273M
AUM Growth
+$273M
Cap. Flow
-$3.47M
Cap. Flow %
-1.27%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.63M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.53M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$5.75M
3
DSL
DoubleLine Income Solutions Fund
DSL
$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.36M
5
CET
Central Securities Corp
CET
$1.04M

Sector Composition

1 Financials 7.64%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAM
176
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$53K 0.02%
5,229
+2,314
+79% +$23.5K
EMD
177
Western Asset Emerging Markets Debt Fund
EMD
$595M
$52K 0.02%
3,811
– –
MDY icon
178
SPDR S&P MidCap 400 ETF Trust
MDY
$23.6B
$52K 0.02%
150
– –
NVS icon
179
Novartis
NVS
$248B
$52K 0.02%
691
+37
+6% +$2.78K
MNE
180
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$52K 0.02%
3,850
+3,750
+3,750% +$50.6K
ASA
181
ASA Gold and Precious Metals
ASA
$733M
$51K 0.02%
5,015
– –
EQIX icon
182
Equinix
EQIX
$74.6B
$50K 0.02%
110
+24
+28% +$10.9K
QQQ icon
183
Invesco QQQ Trust
QQQ
$364B
$49K 0.02%
270
– –
SGMO icon
184
Sangamo Therapeutics
SGMO
$161M
$48K 0.02%
5,000
– –
SU icon
185
Suncor Energy
SU
$49.3B
$48K 0.02%
1,468
+419
+40% +$13.7K
TIP icon
186
iShares TIPS Bond ETF
TIP
$13.5B
$46K 0.02%
410
– –
FAX
187
abrdn Asia-Pacific Income Fund
FAX
$672M
$44K 0.02%
1,725
– –
CEE
188
Central and Eastern Europe Fund
CEE
$102M
$43K 0.02%
1,791
+8
+0.4% +$192
DMF
189
DELISTED
BNY Mellon Municipal Income
DMF
$42K 0.02%
5,000
– –
GDL
190
GDL Fund
GDL
$96.2M
$41K 0.02%
4,263
+44
+1% +$423
ASML icon
191
ASML
ASML
$290B
$40K 0.01%
215
+115
+115% +$21.4K
NSL
192
DELISTED
NUVEEN SENIOR INCM FD
NSL
$40K 0.01%
6,857
+5,457
+390% +$31.8K
BBVA icon
193
Banco Bilbao Vizcaya Argentaria
BBVA
$104B
$37K 0.01%
6,523
+1,380
+27% +$7.83K
BIDU icon
194
Baidu
BIDU
$33.1B
$37K 0.01%
222
+47
+27% +$7.83K
NMT icon
195
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$106M
$37K 0.01%
2,983
– –
QQQX icon
196
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
$37K 0.01%
1,664
+34
+2% +$756
JCE icon
197
Nuveen Core Equity Alpha Fund
JCE
$264M
$35K 0.01%
2,520
+58
+2% +$806
EMO
198
ClearBridge Energy Midstream Opportunity Fund
EMO
$875M
$34K 0.01%
708
– –
GAB icon
199
Gabelli Equity Trust
GAB
$1.88B
$32K 0.01%
5,310
+127
+2% +$765
PMM
200
Putnam Managed Municipal Income
PMM
$251M
$28K 0.01%
3,694
-7,100
-66% -$53.8K
6 7
8
9 10