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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
176
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$71K 0.03%
5,776
– –
SGF
177
DELISTED
Aberdeen Singapore Fund
SGF
$67K 0.03%
5,025
-2,000
-28% -$26.2K
GDX icon
178
VanEck Gold Miners ETF
GDX
$22.7B
$66K 0.03%
3,023
– –
NXQ
179
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$64K 0.02%
4,722
– –
APB
180
DELISTED
Asia Pacific Fund
APB
$61K 0.02%
4,150
-1,000
-19% -$14.7K
MUI
181
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$60K 0.02%
4,590
-16,658
-78% -$224K
MAV
182
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$58K 0.02%
5,405
– –
RGT
183
Royce Global Value Trust
RGT
$97.1M
$58K 0.02%
5,312
-8,224
-61% -$92K
DEO icon
184
Diageo
DEO
$49.4B
$56K 0.02%
413
– –
UTF icon
185
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$56K 0.02%
2,602
– –
BTA
186
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$54K 0.02%
+4,739
New +$54.5K
SONY icon
187
Sony
SONY
$133B
$54K 0.02%
5,590
-285
-5% -$2.81K
VMM
188
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$54K 0.02%
4,272
– –
CBA
189
DELISTED
ClearBridge American Energy MLP
CBA
$54K 0.02%
7,885
-2,912
-27% -$24K
ASA
190
ASA Gold and Precious Metals
ASA
$941M
$52K 0.02%
5,000
– –
BWG
191
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$50K 0.02%
3,864
– –
IBN icon
192
ICICI Bank
IBN
$109B
$50K 0.02%
5,596
+396
+8% +$3.92K
BBVA icon
193
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$49K 0.02%
6,140
+788
+15% +$6.78K
CEE
194
Central and Eastern Europe Fund
CEE
$136M
$46K 0.02%
1,783
+4
+0.2% +$105
CXE
195
DELISTED
MFS High Income Municipal Trust
CXE
$46K 0.02%
+9,250
New +$46.6K
LLY icon
196
Eli Lilly
LLY
$1.09T
$46K 0.02%
600
– –
TIP icon
197
iShares TIPS Bond ETF
TIP
$14.5B
$46K 0.02%
410
– –
BTI icon
198
British American Tobacco
BTI
$134B
$40K 0.02%
691
+156
+29% +$9.81K
NVS icon
199
Novartis
NVS
$304B
$40K 0.02%
558
– –
GDL
200
GDL Fund
GDL
$91.7M
$38K 0.01%
4,083
-957
-19% -$9.22K
6 7
8
9 10

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.