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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
176
VanEck Gold Miners ETF
GDX
$23B
$70K 0.03%
3,023
+23
+0.8% +$523
JTD
177
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$69K 0.03%
3,950
– –
NXQ
178
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$66K 0.02%
4,722
-7,000
-60% -$98.7K
UTF icon
179
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$62K 0.02%
2,602
– –
MAV
180
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$61K 0.02%
5,405
-5,474
-50% -$62.7K
DEO icon
181
Diageo
DEO
$46.2B
$60K 0.02%
413
+75
+22% +$10.3K
VMM
182
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$58K 0.02%
+4,272
New +$58.9K
ASA
183
ASA Gold and Precious Metals
ASA
$948M
$57K 0.02%
5,000
– –
GE icon
184
GE Aerospace
GE
$367B
$54K 0.02%
646
+457
+242% +$43.6K
SONY icon
185
Sony
SONY
$123B
$53K 0.02%
5,875
-1,915
-25% -$16.4K
IBN icon
186
ICICI Bank
IBN
$106B
$51K 0.02%
5,200
+975
+23% +$8.98K
LEN.B icon
187
Lennar Class B
LEN.B
$20B
$51K 0.02%
+1,041
New +$48.1K
LLY icon
188
Eli Lilly
LLY
$1.07T
$51K 0.02%
600
– –
BWG
189
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$49K 0.02%
3,864
– –
GDL
190
GDL Fund
GDL
$92M
$49K 0.02%
5,040
+40
+0.8% +$400
TIP icon
191
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.02%
410
– –
BBVA icon
192
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$45K 0.02%
5,352
+1,261
+31% +$10.7K
RMT
193
Royce Micro-Cap Trust
RMT
$736M
$45K 0.02%
4,780
– –
CEE
194
Central and Eastern Europe Fund
CEE
$135M
$43K 0.02%
1,779
– –
NVS icon
195
Novartis
NVS
$295B
$42K 0.02%
558
– –
KMM
196
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$42K 0.02%
4,751
– –
FAM
197
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$40K 0.01%
3,396
– –
BCV
198
Bancroft Fund
BCV
$136M
$39K 0.01%
1,778
+32
+2% +$698
BIT icon
199
BlackRock Multi-Sector Income Trust
BIT
$696M
$38K 0.01%
2,100
-6,846
-77% -$125K
QQQX icon
200
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$37K 0.01%
1,527
+25
+2% +$592
6 7
8
9 10

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.